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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

HALCYON ASSET-BACKED ADVISORS L.P.

HALCYON ASSET-BACKED ADVISORS LP, CRD 141491

NEW YORK, NY

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Search this name across graphsid dfx:ria:4b4715f5-35cc-5f22-d1bb-910c33c1e149

Data as of Oct 29, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 33
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Oct 29, 2015
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.8BItem 5.F on the latest filing (2015-10-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.8B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 9
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $2.7Bgross asset value as reported per fund; never fund size
Custody, client assets: $2.7B
SEC number: 801-67093
CRD: 141491
Filings on the tape: 11
First filed: Mar 30, 2012
Latest filed: Oct 29, 2015
Organised: Limited Partnership, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BADER, JOHN, MICHAEL	MANAGING PRINCIPAL	C	yes	12/2012	Mar 30, 2012	Oct 29, 2015
BADER, JOHN, MICHAEL	MANAGING PRINICPAL	Na	yes	08/2006	Mar 30, 2012	Oct 29, 2015
COPPOLA, JAMES, JOSEPH	MANAGING PRINCIPAL, LIMITED PARTNER	B	yes	08/2006	Mar 30, 2012	Oct 29, 2015
GODLEY, JOSEPH, JAMES	MANAGING PRINCIPAL, LIMITED PARTNER	B	yes	08/2006	Mar 30, 2012	Oct 29, 2015
GOLDBERG, AARON	CHIEF FINANCIAL OFFICER, MANAGING PRINCIPAL	Na	yes	08/2006	Mar 30, 2012	Oct 29, 2015
HALCYON ASSET-BACKED ADVISORS GP LLC	GENERAL PARTNER	Na	yes	08/2006	Apr 1, 2013	Oct 29, 2015
HALCYON HOLDINGS LLC	LIMITED PARTNER	C	yes	08/2006	Mar 30, 2012	Oct 29, 2015
HALCYON MANAGEMENT HOLDINGS LP	LIMITED PARTNER	E	yes	12/2012	Dec 21, 2012	Oct 29, 2015
HALCYON MANAGEMENT HOLDINGS LP	Member	E	yes	12/2012	Dec 21, 2012	Oct 29, 2015
HALCYON MANAGEMENT PARTNERS LP	LIMITED PARTNER	D	yes	12/2012	Dec 21, 2012	Oct 29, 2015
HALCYON STRUCTURED ASSET MANAGEMENT GP LLC	GENERAL PARTNER	F	yes	10/2004	Apr 1, 2013	Oct 29, 2015
HALCYON STRUCTURED ASSET MANAGEMENT L.P.	LIMITED PARTNER	C	yes	08/2006	Mar 30, 2012	Oct 29, 2015
HILL, JOSEPH, WOLF	DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL	Na	yes	08/2006	Dec 21, 2012	Oct 29, 2015
HIRSCHFELD, THOMAS, PAUL	CHIEF OPERATING OFFICER, MANAGING PRINCIPAL, LIMITED PARTNER	Na	yes	08/2006	Mar 30, 2012	Oct 29, 2015
KONNER, KEVAH, ROSS	MANAGING PRINCIPAL, LIMITED PARTNER	Na	yes	08/2006	Mar 30, 2012	Oct 29, 2015
MCDERMOTT, SUZANNE	CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL	Na	yes	12/2008	Mar 30, 2012	Oct 29, 2015
MITAL, MANISH, KUMAR	GENERAL COUNSEL, MANAGING PRINCIPAL	Na	yes	06/2008	Mar 30, 2012	Oct 29, 2015
WOLNICK, JOSEPH, PAUL	MANAGING PRINCIPAL, CHIEF INVESTMENT OFFICER, LIMITED PARTNER	B	yes	08/2006	Mar 30, 2012	Oct 29, 2015
DYAL CAPITAL PARTNERS (A) LP	LIMITED PARTNER	C	no	12/2012	Dec 21, 2012	Oct 29, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HALCYON LOAN MANAGEMENT LLC	n/a	Former SEC adviser	$7.3B	N	yes	n/a
HALCYON ASSET MANAGEMENT LLC	n/a	Former SEC adviser	$3.7B	N	yes	n/a
HALCYON LONG/SHORT MANAGEMENT LP	n/a	Former SEC adviser	$300M	N	yes	n/a
HALCYON STRUCTURED ASSET MANAGEMENT L.P.	n/a	Former SEC adviser	$19.2M	N	yes	n/a
HALCYON LIQUID STRATEGIES IC MANAGEMENT LP	n/a	Former SEC adviser	$16.3M	N	yes	n/a
HALCYON ASSET-BACKED GP LLC	n/a	n/a	n/a	N	yes	n/a
HALCYON LONG DURATION RECOVERIES MANAGEMENT LP	n/a	n/a	n/a	N	yes	n/a
HJS MANAGEMENT LP	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 31, 2015	$2.8B	$2.8B	9	9	n/a	1	$2.7B
2013	Mar 31, 2014	$2.6B	$2.6B	9	9	n/a	1	$2.5B
2012	Apr 1, 2013	$2.7B	$2.7B	8	8	n/a	1	$2.6B
2011	Mar 30, 2012	$1.8B	$1.8B	n/a	n/a	n/a	1	$1.7B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$2.8B	$2.6B	7.2%	$1.8B	14.4%	9	9	n/a	n/a

Relationships

Affiliated with (14)

← HALCYON EVENT-DRIVEN MANAGEMENT LPRegistered adviserother investment adviser, bank, common control
factForm ADV
← HALCYON LONG/SHORT MANAGEMENT LPRegistered adviserother investment adviser, bank, common control
factForm ADV
← HALCYON LOAN MANAGEMENT LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ HALCYON EVENT-DRIVEN MANAGEMENT LPRegistered adviserother investment adviser, bank, common control
factForm ADV
→ HALCYON STRUCTURED ASSET MANAGEMENT L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
→ HALCYON LOAN MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
→ HALCYON LONG/SHORT MANAGEMENT LPRegistered adviserother investment adviser, bank, common control
factForm ADV
→ BARDIN HILL ARBITRAGE IC MANAGEMENT LPRegistered adviserother investment adviser, bank, common control
factForm ADV
← HALCYON LONG DURATION RECOVERIES MANAGEMENT LPRegistered adviserother investment adviser, bank, common control
factForm ADV
← HALCYON AGILIS MANAGEMENT LPRegistered adviserother investment adviser, bank, common control
factForm ADV
← HALCYON LOAN INVESTORS L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
← HALCYON MANAGEMENT ACQUISITION COMPANY LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← HALCYON STRUCTURED ASSET MANAGEMENT L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
← HALCYON OFFSHORE ASSET MANAGEMENT LLCRegistered adviserother investment adviser, bank, common control
factForm ADV

Controls (16)

← HALCYON STRUCTURED ASSET MANAGEMENT L.P.OwnerLIMITED PARTNER, ownership code C, domestic entity
Mar 30, 2012 to presentfactForm ADV
← KONNER, KEVAH, ROSSOwnerMANAGING PRINCIPAL, LIMITED PARTNER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← HIRSCHFELD, THOMAS, PAULOwnerCHIEF OPERATING OFFICER, MANAGING PRINCIPAL, LIMITED PARTNER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← BADER, JOHN, MICHAELOwnerMANAGING PRINCIPAL, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV
← COPPOLA, JAMES, JOSEPHOwnerMANAGING PRINCIPAL, LIMITED PARTNER, ownership code B, individual
Mar 30, 2012 to presentfactForm ADV
← GOLDBERG, AARONOwnerCHIEF FINANCIAL OFFICER, MANAGING PRINCIPAL, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← GODLEY, JOSEPH, JAMESOwnerMANAGING PRINCIPAL, LIMITED PARTNER, ownership code B, individual
Mar 30, 2012 to presentfactForm ADV
← WOLNICK, JOSEPH, PAULOwnerMANAGING PRINCIPAL, CHIEF INVESTMENT OFFICER, LIMITED PARTNER, ownership code B, individual
Mar 30, 2012 to presentfactForm ADV
← MITAL, MANISH, KUMAROwnerGENERAL COUNSEL, MANAGING PRINCIPAL, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← MCDERMOTT, SUZANNEOwnerCHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← HILL, JOSEPH, WOLFOwnerDIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL, ownership code NA, individual
Dec 21, 2012 to presentfactForm ADV
← HALCYON ASSET-BACKED ADVISORS GP LLCOwnerGENERAL PARTNER, ownership code NA, domestic entity
Apr 1, 2013 to presentfactForm ADV
← HALCYON HOLDINGS LLCOwnerLIMITED PARTNER, ownership code C, domestic entity
Mar 30, 2012 to presentfactForm ADV
← HALCYON MANAGEMENT HOLDINGS LPOwnerMEMBER, ownership code E, domestic entity
Dec 21, 2012 to presentfactForm ADV
← HALCYON MANAGEMENT PARTNERS LPOwnerLIMITED PARTNER, ownership code D, domestic entity
Dec 21, 2012 to presentfactForm ADV
← HALCYON STRUCTURED ASSET MANAGEMENT GP LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Apr 1, 2013 to presentfactForm ADV

Owns (1)

← DYAL CAPITAL PARTNERS (A) LPOwnerLIMITED PARTNER, ownership code C, foreign entity
Dec 21, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4b4715f5-35cc-5f22-d1bb-910c33c1e149
First observed: Mar 30, 2012
Last observed: Oct 29, 2015 132 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HALCYON ASSET-BACKED ADVISORS L.P.

HALCYON ASSET-BACKED ADVISORS LP, CRD 141491

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4b4715f5-35cc-5f22-d1bb-910c33c1e149

Data as of Oct 29, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:04 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BADER, JOHN, MICHAEL

MANAGING PRINCIPAL

yes

12/2012

Mar 30, 2012

Oct 29, 2015

BADER, JOHN, MICHAEL

MANAGING PRINICPAL

yes

08/2006

Mar 30, 2012

Oct 29, 2015

COPPOLA, JAMES, JOSEPH

MANAGING PRINCIPAL, LIMITED PARTNER

yes

08/2006

Mar 30, 2012

Oct 29, 2015

GODLEY, JOSEPH, JAMES

MANAGING PRINCIPAL, LIMITED PARTNER

yes

08/2006

Mar 30, 2012

Oct 29, 2015

GOLDBERG, AARON

CHIEF FINANCIAL OFFICER, MANAGING PRINCIPAL

yes

08/2006

Mar 30, 2012

Oct 29, 2015

HALCYON ASSET-BACKED ADVISORS GP LLC

GENERAL PARTNER

yes

08/2006

Apr 1, 2013

Oct 29, 2015

HALCYON HOLDINGS LLC

LIMITED PARTNER

yes

08/2006

Mar 30, 2012

Oct 29, 2015

HALCYON MANAGEMENT HOLDINGS LP

LIMITED PARTNER

yes

12/2012

Dec 21, 2012

Oct 29, 2015

HALCYON MANAGEMENT HOLDINGS LP

Member

yes

12/2012

Dec 21, 2012

Oct 29, 2015

HALCYON MANAGEMENT PARTNERS LP

LIMITED PARTNER

yes

12/2012

Dec 21, 2012

Oct 29, 2015

HALCYON STRUCTURED ASSET MANAGEMENT GP LLC

GENERAL PARTNER

yes

10/2004

Apr 1, 2013

Oct 29, 2015

HALCYON STRUCTURED ASSET MANAGEMENT L.P.

LIMITED PARTNER

yes

08/2006

Mar 30, 2012

Oct 29, 2015

HILL, JOSEPH, WOLF

DIRECTOR OF CLIENT RELATIONS, MANAGING PRINCIPAL

yes

08/2006

Dec 21, 2012

Oct 29, 2015

HIRSCHFELD, THOMAS, PAUL

CHIEF OPERATING OFFICER, MANAGING PRINCIPAL, LIMITED PARTNER

yes

08/2006

Mar 30, 2012

Oct 29, 2015

KONNER, KEVAH, ROSS

MANAGING PRINCIPAL, LIMITED PARTNER

yes

08/2006

Mar 30, 2012

Oct 29, 2015

MCDERMOTT, SUZANNE

CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, MANAGING PRINCIPAL

yes

12/2008

Mar 30, 2012

Oct 29, 2015

MITAL, MANISH, KUMAR

GENERAL COUNSEL, MANAGING PRINCIPAL

yes

06/2008

Mar 30, 2012

Oct 29, 2015

WOLNICK, JOSEPH, PAUL

MANAGING PRINCIPAL, CHIEF INVESTMENT OFFICER, LIMITED PARTNER

yes

08/2006

Mar 30, 2012

Oct 29, 2015

DYAL CAPITAL PARTNERS (A) LP

LIMITED PARTNER

12/2012

Dec 21, 2012

Oct 29, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HALCYON LOAN MANAGEMENT LLC

n/a

Former SEC adviser

$7.3B

yes

n/a

HALCYON ASSET MANAGEMENT LLC

n/a

Former SEC adviser

$3.7B

yes

n/a

HALCYON LONG/SHORT MANAGEMENT LP

n/a

Former SEC adviser

$300M

yes

n/a

HALCYON STRUCTURED ASSET MANAGEMENT L.P.

n/a

Former SEC adviser

$19.2M

yes

n/a

HALCYON LIQUID STRATEGIES IC MANAGEMENT LP

n/a

Former SEC adviser

$16.3M

yes

n/a

HALCYON ASSET-BACKED GP LLC

n/a

yes

n/a

HALCYON LONG DURATION RECOVERIES MANAGEMENT LP

n/a

yes

n/a

HJS MANAGEMENT LP

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 31, 2015

$2.8B

n/a

$2.7B

2013

Mar 31, 2014

$2.6B

n/a

$2.5B

2012

Apr 1, 2013

$2.7B

n/a

$2.6B

2011

Mar 30, 2012

$1.8B

n/a

$1.7B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$2.8B

$2.6B

7.2%

$1.8B

14.4%

n/a