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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

HALCYON MANAGEMENT ACQUISITION COMPANY LLC

HALCYON MANAGEMENT ACQUISITION COMPANY LLC, CRD 153497

NEW YORK, NY

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Search this name across graphsid dfx:ria:305b511d-679b-ad98-99e4-c84acd48e5be

Data as of Dec 21, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2012 to Dec 21, 2012
6 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

HALCYON MANAGEMENT ACQUISITION COMPANY LLC

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.8BItem 5.F on the latest filing (2012-12-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.8B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 23
Advisory employees: 13
Accounts: 7
Private funds: 7Schedule D 7.B(1)
Private fund GAV: $1.8Bgross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-71307
CRD: 153497
Filings on the tape: 6
First filed: Mar 30, 2012
Latest filed: Dec 21, 2012
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
HALCYON LOAN ADVISORS FUNDING 2012-2, LTD.	Securitized Asset Fund	$440M	Dec 21, 2012	0	Dec 21, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BADER, JOHN, M.	Chairman	Na	yes	12/2009	Mar 30, 2012	Dec 21, 2012
BADER, JOHN, M.	MANAGING PRINCIPAL	C	yes	12/2012	Mar 30, 2012	Dec 21, 2012
GOLDBERG, AARON	CHIEF FINANCIAL OFFICER, VICE PRESIDENT, TREASURER	Na	yes	12/2009	Mar 30, 2012	Dec 21, 2012
HALCYON LOAN MANAGEMENT LLC	Member	E	yes	08/2012	Aug 21, 2012	Dec 21, 2012
HALCYON MANAGEMENT HOLDINGS LP	Member	E	yes	08/2012	Dec 21, 2012	Dec 21, 2012
HALCYON MANAGEMENT PARTNERS LP	LIMITED PARTNER	E	yes	12/2012	Dec 21, 2012	Dec 21, 2012
HILL, JOSEPH, WOLF	DIRECTOR OF CLIENT RELATIONS	Na	yes	12/2009	Dec 21, 2012	Dec 21, 2012
HIRSCHFELD, THOMAS, PAUL	CHIEF OPERATING OFFICER, VICE PRESIDENT	Na	yes	12/2009	Mar 30, 2012	Dec 21, 2012
KONNER, KEVAH, ROSS	VICE CHAIRMAN	Na	yes	12/2009	Mar 30, 2012	Dec 21, 2012
MCDERMOTT, SUZANNE	CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL	Na	yes	12/2009	Mar 30, 2012	Dec 21, 2012
MITAL, MANISH	GENERAL COUNSEL, VICE PRESIDENT, SECRETARY	Na	yes	12/2009	Mar 30, 2012	Dec 21, 2012
SMEAD, ROSS	CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER	Na	yes	12/2009	Mar 30, 2012	Dec 21, 2012
SNYDER, DAVID, NUMA	PORTFOLIO MANAGER	Na	yes	12/2009	Mar 30, 2012	Dec 21, 2012
YORKE, BRIAN	PORTFOLIO MANAGER, HEAD TRADER	Na	yes	12/2009	Mar 30, 2012	Dec 21, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HALCYON LOAN INVESTORS L.P.	n/a	Former SEC adviser	$4.9B	N	yes	n/a
HALCYON ASSET MANAGEMENT LLC	n/a	Former SEC adviser	$3.7B	N	yes	n/a
HALCYON OFFSHORE ASSET MANAGEMENT LLC	n/a	Former SEC adviser	$2.9B	N	yes	n/a
HALCYON ASSET-BACKED ADVISORS L.P.	n/a	Former SEC adviser	$2.8B	N	yes	n/a
HALCYON AGILIS MANAGEMENT LP	n/a	Former SEC adviser	$103M	N	yes	n/a
HALCYON STRUCTURED ASSET MANAGEMENT L.P.	n/a	Former SEC adviser	$19.2M	N	yes	n/a
HALCYON ASSET MANAGEMENT (UK) LLP	n/a	n/a	n/a	N	yes	n/a
HALCYON BACCHUS (U.S.) MANAGEMENT LLC	n/a	n/a	n/a	Y	yes	n/a
HALCYON LOAN ADVISORS 2012-1 LLC	n/a	n/a	n/a	N	yes	n/a
HALCYON LOAN ADVISORS 2012-2 LLC	n/a	n/a	n/a	N	yes	n/a
HALCYON LOAN INVESTMENT MANAGEMENT LLC	n/a	n/a	n/a	Y	yes	n/a
HALCYON NEPTUNO II MANAGEMENT LLC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 30, 2012	$273M	$273M	n/a	n/a	n/a	1	$273M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$1.8B	n/a	n/a	n/a	n/a	23	n/a	n/a	n/a

Relationships

Affiliated with (9)

→ HALCYON EVENT-DRIVEN MANAGEMENT LPRegistered adviserother investment adviser, bank, common control
factForm ADV
→ HALCYON OFFSHORE ASSET MANAGEMENT LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ HALCYON STRUCTURED ASSET MANAGEMENT L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
→ HALCYON ASSET-BACKED ADVISORS L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
→ HALCYON LOAN INVESTORS L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
→ HALCYON AGILIS MANAGEMENT LPRegistered adviserother investment adviser, bank, common control
factForm ADV
← HALCYON LOAN INVESTORS L.P.Registered adviserother investment adviser, common control
factForm ADV
← HALCYON STRUCTURED ASSET MANAGEMENT L.P.Registered adviserother investment adviser, common control
factForm ADV
← HALCYON OFFSHORE ASSET MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV

Advises (1)

→ HALCYON LOAN ADVISORS FUNDING 2012-2, LTD.Private fundSecuritized Asset Fund, IA
Dec 21, 2012 to presentfactForm ADV

Controls (13)

← KONNER, KEVAH, ROSSOwnerVICE CHAIRMAN, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← HIRSCHFELD, THOMAS, PAULOwnerCHIEF OPERATING OFFICER, VICE PRESIDENT, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← BADER, JOHN, M.OwnerMANAGING PRINCIPAL, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV
← GOLDBERG, AARONOwnerCHIEF FINANCIAL OFFICER, VICE PRESIDENT, TREASURER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← SMEAD, ROSSOwnerCHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← YORKE, BRIANOwnerPORTFOLIO MANAGER, HEAD TRADER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← MITAL, MANISHOwnerGENERAL COUNSEL, VICE PRESIDENT, SECRETARY, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← MCDERMOTT, SUZANNEOwnerCHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← SNYDER, DAVID, NUMAOwnerPORTFOLIO MANAGER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← HILL, JOSEPH, WOLFOwnerDIRECTOR OF CLIENT RELATIONS, ownership code NA, individual
Dec 21, 2012 to presentfactForm ADV
← HALCYON LOAN MANAGEMENT LLCOwnerMEMBER, ownership code E, domestic entity
Aug 21, 2012 to presentfactForm ADV
← HALCYON MANAGEMENT HOLDINGS LPOwnerMEMBER, ownership code E, domestic entity
Dec 21, 2012 to presentfactForm ADV
← HALCYON MANAGEMENT PARTNERS LPOwnerLIMITED PARTNER, ownership code E, domestic entity
Dec 21, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:305b511d-679b-ad98-99e4-c84acd48e5be
First observed: Mar 30, 2012
Last observed: Dec 21, 2012 167 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HALCYON MANAGEMENT ACQUISITION COMPANY LLC

HALCYON MANAGEMENT ACQUISITION COMPANY LLC, CRD 153497

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:305b511d-679b-ad98-99e4-c84acd48e5be

Data as of Dec 21, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:23 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

HALCYON LOAN ADVISORS FUNDING 2012-2, LTD.

Securitized Asset Fund

$440M

Dec 21, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BADER, JOHN, M.

Chairman

yes

12/2009

Mar 30, 2012

Dec 21, 2012

BADER, JOHN, M.

MANAGING PRINCIPAL

yes

12/2012

Mar 30, 2012

Dec 21, 2012

GOLDBERG, AARON

CHIEF FINANCIAL OFFICER, VICE PRESIDENT, TREASURER

yes

12/2009

Mar 30, 2012

Dec 21, 2012

HALCYON LOAN MANAGEMENT LLC

Member

yes

08/2012

Aug 21, 2012

Dec 21, 2012

HALCYON MANAGEMENT HOLDINGS LP

Member

yes

08/2012

Dec 21, 2012

HALCYON MANAGEMENT PARTNERS LP

LIMITED PARTNER

yes

12/2012

Dec 21, 2012

HILL, JOSEPH, WOLF

DIRECTOR OF CLIENT RELATIONS

yes

12/2009

Dec 21, 2012

HIRSCHFELD, THOMAS, PAUL

CHIEF OPERATING OFFICER, VICE PRESIDENT

yes

12/2009

Mar 30, 2012

Dec 21, 2012

KONNER, KEVAH, ROSS

VICE CHAIRMAN

yes

12/2009

Mar 30, 2012

Dec 21, 2012

MCDERMOTT, SUZANNE

CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL

yes

12/2009

Mar 30, 2012

Dec 21, 2012

MITAL, MANISH

GENERAL COUNSEL, VICE PRESIDENT, SECRETARY

yes

12/2009

Mar 30, 2012

Dec 21, 2012

SMEAD, ROSS

CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER

yes

12/2009

Mar 30, 2012

Dec 21, 2012

SNYDER, DAVID, NUMA

PORTFOLIO MANAGER

yes

12/2009

Mar 30, 2012

Dec 21, 2012

YORKE, BRIAN

PORTFOLIO MANAGER, HEAD TRADER

yes

12/2009

Mar 30, 2012

Dec 21, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HALCYON LOAN INVESTORS L.P.

n/a

Former SEC adviser

$4.9B

yes

n/a

HALCYON ASSET MANAGEMENT LLC

n/a

Former SEC adviser

$3.7B

yes

n/a

HALCYON OFFSHORE ASSET MANAGEMENT LLC

n/a

Former SEC adviser

$2.9B

yes

n/a

HALCYON ASSET-BACKED ADVISORS L.P.

n/a

Former SEC adviser

$2.8B

yes

n/a

HALCYON AGILIS MANAGEMENT LP

n/a

Former SEC adviser

$103M

yes

n/a

HALCYON STRUCTURED ASSET MANAGEMENT L.P.

n/a

Former SEC adviser

$19.2M

yes

n/a

HALCYON ASSET MANAGEMENT (UK) LLP

n/a

yes

n/a

HALCYON BACCHUS (U.S.) MANAGEMENT LLC

n/a

yes

n/a

HALCYON LOAN ADVISORS 2012-1 LLC

n/a

yes

n/a

HALCYON LOAN ADVISORS 2012-2 LLC

n/a

yes

n/a

HALCYON LOAN INVESTMENT MANAGEMENT LLC

n/a

yes

n/a

HALCYON NEPTUNO II MANAGEMENT LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 30, 2012

$273M

n/a

$273M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$1.8B

n/a