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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

HALCYON AGILIS MANAGEMENT LP

CRD 158670

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:697fb17d-0a80-a5fd-d8f0-f59d74d9ff98

Data as of Sep 19, 2013 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 0
On other graphs: 0
Observed: Apr 4, 2012 to Sep 19, 2013
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $103MItem 5.F on the latest filing (2013-09-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $48.9M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Accounts: 2
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $103Mgross asset value as reported per fund; never fund size
Custody, client assets: $103M
SEC number: 801-76464
CRD: 158670
Filings on the tape: 7
First filed: Apr 4, 2012
Latest filed: Sep 19, 2013
Organised: Limited Partnership, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BADER, JOHN, MICHAEL	MANAGING PRINCIPAL	C	yes	12/2012	Apr 4, 2012	Sep 19, 2013
BADER, JOHN, MICHAEL	MANAGING PRINCIPAL	Na	yes	09/2011	Apr 4, 2012	Sep 19, 2013
CRAVEN, SCOTT, ANTHONY	MANAGING PRINCIPAL	B	yes	09/2011	Apr 4, 2012	Sep 19, 2013
GOLDBERG, AARON	CHIEF FINANCIAL OFFICER	Na	yes	09/2011	Apr 4, 2012	Sep 19, 2013
HALCYON AGILIS GP LLC	GENERAL PARTNER	D	yes	09/2011	Apr 4, 2012	Sep 19, 2013
HALCYON LONG/SHORT MANAGEMENT LP	Member	E	yes	08/2013	Aug 19, 2013	Sep 19, 2013
HALCYON MANAGEMENT HOLDINGS LP	LIMITED PARTNER	E	yes	08/2013	Dec 21, 2012	Sep 19, 2013
HALCYON MANAGEMENT PARTNERS LP	LIMITED PARTNER	E	yes	12/2012	Dec 21, 2012	Sep 19, 2013
HILL, JOSEPH, WOLF	DIRECTOR OF CLIENT RELATIONS	Na	yes	09/2011	Apr 4, 2012	Sep 19, 2013
HIRSCHFELD, THOMAS, PAUL	MANAGING PRINCIPAL AND CHIEF OPERATING OFFICER	Na	yes	09/2011	Apr 4, 2012	Sep 19, 2013
KONNER, KEVAH, ROSS	MANAGING PRINCIPAL	Na	yes	09/2011	Apr 4, 2012	Sep 19, 2013
MCDERMOTT, SUZANNE	CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL	Na	yes	09/2011	Apr 4, 2012	Sep 19, 2013
MITAL, MANISH, KUMAR	GENERAL COUNSEL	Na	yes	09/2011	Apr 4, 2012	Sep 19, 2013
SMITH, ROY, ANDERSON	MANAGING PRINCIPAL	B	yes	09/2011	Apr 4, 2012	Sep 19, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HALCYON LOAN MANAGEMENT LLC	n/a	Former SEC adviser	$7.3B	N	yes	n/a
HALCYON ASSET MANAGEMENT LLC	n/a	Former SEC adviser	$3.7B	N	yes	n/a
HALCYON ASSET-BACKED ADVISORS L.P.	n/a	Former SEC adviser	$2.8B	N	yes	n/a
HALCYON STRUCTURED ASSET MANAGEMENT L.P.	n/a	Former SEC adviser	$19.2M	N	yes	n/a
HALCYON AGILIS FUND GP LLC	n/a	n/a	n/a	N	yes	n/a
HALCYON LIQUID STRATEGIES LP	n/a	n/a	n/a	N	yes	n/a
HJS MANAGEMENT LP	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Apr 1, 2013	$82.3M	$39.0M	2	2	n/a	2	$82.3M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$103M	n/a	n/a	n/a	n/a	2	n/a	n/a	n/a

Relationships

Affiliated with (8)

→ HALCYON EVENT-DRIVEN MANAGEMENT LPRegistered adviserother investment adviser, bank, common control
factForm ADV
→ HALCYON STRUCTURED ASSET MANAGEMENT L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
→ HALCYON ASSET-BACKED ADVISORS L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
→ HALCYON LOAN MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
← HALCYON LOAN INVESTORS L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
← HALCYON MANAGEMENT ACQUISITION COMPANY LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← HALCYON STRUCTURED ASSET MANAGEMENT L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
← HALCYON OFFSHORE ASSET MANAGEMENT LLCRegistered adviserother investment adviser, bank, common control
factForm ADV

Controls (13)

← KONNER, KEVAH, ROSSOwnerMANAGING PRINCIPAL, ownership code NA, individual
Apr 4, 2012 to presentfactForm ADV
← HIRSCHFELD, THOMAS, PAULOwnerMANAGING PRINCIPAL AND CHIEF OPERATING OFFICER, ownership code NA, individual
Apr 4, 2012 to presentfactForm ADV
← BADER, JOHN, MICHAELOwnerMANAGING PRINCIPAL, ownership code C, individual
Apr 4, 2012 to presentfactForm ADV
← SMITH, ROY, ANDERSONOwnerMANAGING PRINCIPAL, ownership code B, individual
Apr 4, 2012 to presentfactForm ADV
← CRAVEN, SCOTT, ANTHONYOwnerMANAGING PRINCIPAL, ownership code B, individual
Apr 4, 2012 to presentfactForm ADV
← GOLDBERG, AARONOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Apr 4, 2012 to presentfactForm ADV
← MITAL, MANISH, KUMAROwnerGENERAL COUNSEL, ownership code NA, individual
Apr 4, 2012 to presentfactForm ADV
← MCDERMOTT, SUZANNEOwnerCHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL, ownership code NA, individual
Apr 4, 2012 to presentfactForm ADV
← HILL, JOSEPH, WOLFOwnerDIRECTOR OF CLIENT RELATIONS, ownership code NA, individual
Apr 4, 2012 to presentfactForm ADV
← HALCYON AGILIS GP LLCOwnerGENERAL PARTNER, ownership code D, domestic entity
Apr 4, 2012 to presentfactForm ADV
← HALCYON LONG/SHORT MANAGEMENT LPOwnerMEMBER, ownership code E, domestic entity
Aug 19, 2013 to presentfactForm ADV
← HALCYON MANAGEMENT HOLDINGS LPOwnerLIMITED PARTNER, ownership code E, domestic entity
Dec 21, 2012 to presentfactForm ADV
← HALCYON MANAGEMENT PARTNERS LPOwnerLIMITED PARTNER, ownership code E, domestic entity
Dec 21, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:697fb17d-0a80-a5fd-d8f0-f59d74d9ff98
First observed: Apr 4, 2012
Last observed: Sep 19, 2013 158 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HALCYON AGILIS MANAGEMENT LP

CRD 158670

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:697fb17d-0a80-a5fd-d8f0-f59d74d9ff98

Data as of Sep 19, 2013 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:43 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BADER, JOHN, MICHAEL

MANAGING PRINCIPAL

yes

12/2012

Apr 4, 2012

Sep 19, 2013

BADER, JOHN, MICHAEL

MANAGING PRINCIPAL

yes

09/2011

Apr 4, 2012

Sep 19, 2013

CRAVEN, SCOTT, ANTHONY

MANAGING PRINCIPAL

yes

09/2011

Apr 4, 2012

Sep 19, 2013

GOLDBERG, AARON

CHIEF FINANCIAL OFFICER

yes

09/2011

Apr 4, 2012

Sep 19, 2013

HALCYON AGILIS GP LLC

GENERAL PARTNER

yes

09/2011

Apr 4, 2012

Sep 19, 2013

HALCYON LONG/SHORT MANAGEMENT LP

Member

yes

08/2013

Aug 19, 2013

Sep 19, 2013

HALCYON MANAGEMENT HOLDINGS LP

LIMITED PARTNER

yes

08/2013

Dec 21, 2012

Sep 19, 2013

HALCYON MANAGEMENT PARTNERS LP

LIMITED PARTNER

yes

12/2012

Dec 21, 2012

Sep 19, 2013

HILL, JOSEPH, WOLF

DIRECTOR OF CLIENT RELATIONS

yes

09/2011

Apr 4, 2012

Sep 19, 2013

HIRSCHFELD, THOMAS, PAUL

MANAGING PRINCIPAL AND CHIEF OPERATING OFFICER

yes

09/2011

Apr 4, 2012

Sep 19, 2013

KONNER, KEVAH, ROSS

MANAGING PRINCIPAL

yes

09/2011

Apr 4, 2012

Sep 19, 2013

MCDERMOTT, SUZANNE

CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL

yes

09/2011

Apr 4, 2012

Sep 19, 2013

MITAL, MANISH, KUMAR

GENERAL COUNSEL

yes

09/2011

Apr 4, 2012

Sep 19, 2013

SMITH, ROY, ANDERSON

MANAGING PRINCIPAL

yes

09/2011

Apr 4, 2012

Sep 19, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HALCYON LOAN MANAGEMENT LLC

n/a

Former SEC adviser

$7.3B

yes

n/a

HALCYON ASSET MANAGEMENT LLC

n/a

Former SEC adviser

$3.7B

yes

n/a

HALCYON ASSET-BACKED ADVISORS L.P.

n/a

Former SEC adviser

$2.8B

yes

n/a

HALCYON STRUCTURED ASSET MANAGEMENT L.P.

n/a

Former SEC adviser

$19.2M

yes

n/a

HALCYON AGILIS FUND GP LLC

n/a

yes

n/a

HALCYON LIQUID STRATEGIES LP

n/a

yes

n/a

HJS MANAGEMENT LP

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Apr 1, 2013

$82.3M

$39.0M

n/a

$82.3M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$103M

n/a