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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

HALCYON STRUCTURED ASSET MANAGEMENT L.P.

CRD 133328

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3a0fd1de-1761-ea88-3d4a-343e379404cd

Data as of Dec 17, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 29
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Dec 17, 2012
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $19.2MItem 5.F on the latest filing (2012-12-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $19.2M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Accounts: 4
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $19.2Mgross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-63640
CRD: 133328
Filings on the tape: 5
First filed: Mar 30, 2012
Latest filed: Dec 17, 2012
Organised: Limited Partnership, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
HALCYON STRUCTURED OPPORTUNITIES INVESTORS, L.P.	Hedge Fund	$13.2M	Dec 17, 2012	56	Mar 30, 2012	reported	021-75053
HALCYON EUROPEAN STRUCTURED OPPORTUNITIES INVESTORS, L.P.	Hedge Fund	$6.1M	Dec 17, 2012	16	Mar 30, 2012	reported	021-115692

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BADER, JOHN, M.	MANAGING PRINCIPAL	C	yes	01/2005	Mar 30, 2012	Dec 17, 2012
BADER, JOHN, M.	MANAGING PRINCIPAL	Na	yes	01/2005	Mar 30, 2012	Dec 17, 2012
DILLOW, JASON, O	LIMITED PARTNER, MANAGING PRINCIPAL	B	yes	01/2008	Mar 30, 2012	Dec 17, 2012
GOLDBERG, AARON	CHIEF FINANCIAL OFFICER	Na	yes	05/2006	Mar 30, 2012	Dec 17, 2012
HALCYON HOLDINGS LLC	LIMITED PARTNER	E	yes	10/2004	Dec 17, 2012	Dec 17, 2012
HILL, JOSEPH, WOLF	DIRECTOR OF CLIENT RELATIONS	Na	yes	08/2006	Dec 17, 2012	Dec 17, 2012
HIRSCHFELD, THOMAS, PAUL	MANAGING PRINCIPAL, CHIEF OPERATING OFFICER	Na	yes	01/2006	Mar 30, 2012	Dec 17, 2012
KONNER, KEVAH, ROSS	MANAGING PRINCIPAL	Na	yes	01/2005	Mar 30, 2012	Dec 17, 2012
MCDERMOTT, SUZANNE	CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL	Na	yes	12/2008	Mar 30, 2012	Dec 17, 2012
MITAL, MANISH	GENERAL COUNSEL	Na	yes	06/2008	Mar 30, 2012	Dec 17, 2012
SMEAD, ROSS	PORTFOLIO MANAGER	Na	yes	09/2008	Mar 30, 2012	Dec 17, 2012
MANDIS, STEVEN, GEORGE	LIMITED PARTNER	B	no	09/2008	Mar 30, 2012	Dec 17, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HALCYON LOAN INVESTORS L.P.	n/a	Former SEC adviser	$4.9B	N	yes	n/a
HALCYON ASSET MANAGEMENT LLC	n/a	Former SEC adviser	$3.7B	N	yes	n/a
HALCYON OFFSHORE ASSET MANAGEMENT LLC	n/a	Former SEC adviser	$2.9B	N	yes	n/a
HALCYON ASSET-BACKED ADVISORS L.P.	n/a	Former SEC adviser	$2.8B	N	yes	n/a
HALCYON MANAGEMENT ACQUISITION COMPANY LLC	n/a	Former SEC adviser	$1.8B	N	yes	n/a
HALCYON AGILIS MANAGEMENT LP	n/a	Former SEC adviser	$103M	N	yes	n/a
HALCYON ASSET MANAGEMENT (UK) LLP	n/a	n/a	n/a	N	yes	n/a
HALCYON STRUCTURED OPPORTUNITIES LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 30, 2012	$4.9B	$4.9B	n/a	n/a	n/a	13	$4.9B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$19.2M	n/a	n/a	n/a	n/a	2	n/a	n/a	n/a

Relationships

Affiliated with (15)

← HALCYON EVENT-DRIVEN MANAGEMENT LPRegistered adviserother investment adviser, bank, common control
factForm ADV
← HALCYON LONG/SHORT MANAGEMENT LPRegistered adviserother investment adviser, bank, common control
factForm ADV
← HALCYON LOAN MANAGEMENT LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← HALCYON ASSET-BACKED ADVISORS L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
← HALCYON LONG DURATION RECOVERIES MANAGEMENT LPRegistered adviserother investment adviser, bank, common control
factForm ADV
← HALCYON AGILIS MANAGEMENT LPRegistered adviserother investment adviser, bank, common control
factForm ADV
← HALCYON LOAN INVESTORS L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
← HALCYON MANAGEMENT ACQUISITION COMPANY LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ HALCYON EVENT-DRIVEN MANAGEMENT LPRegistered adviserother investment adviser, bank, common control
factForm ADV
→ HALCYON OFFSHORE ASSET MANAGEMENT LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ HALCYON ASSET-BACKED ADVISORS L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
→ HALCYON LOAN INVESTORS L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
→ HALCYON MANAGEMENT ACQUISITION COMPANY LLCRegistered adviserother investment adviser, common control
factForm ADV
→ HALCYON AGILIS MANAGEMENT LPRegistered adviserother investment adviser, bank, common control
factForm ADV
← HALCYON OFFSHORE ASSET MANAGEMENT LLCRegistered adviserother investment adviser, bank, common control
factForm ADV

Advises (2)

→ HALCYON EUROPEAN STRUCTURED OPPORTUNITIES INVESTORS, L.P.Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ HALCYON STRUCTURED OPPORTUNITIES INVESTORS, L.P.Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV

Controls (10)

← KONNER, KEVAH, ROSSOwnerMANAGING PRINCIPAL, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← HIRSCHFELD, THOMAS, PAULOwnerMANAGING PRINCIPAL, CHIEF OPERATING OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← BADER, JOHN, M.OwnerMANAGING PRINCIPAL, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV
← DILLOW, JASON, OOwnerLIMITED PARTNER, MANAGING PRINCIPAL, ownership code B, individual
Mar 30, 2012 to presentfactForm ADV
← GOLDBERG, AARONOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← SMEAD, ROSSOwnerPORTFOLIO MANAGER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← MITAL, MANISHOwnerGENERAL COUNSEL, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← MCDERMOTT, SUZANNEOwnerCHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← HILL, JOSEPH, WOLFOwnerDIRECTOR OF CLIENT RELATIONS, ownership code NA, individual
Dec 17, 2012 to presentfactForm ADV
← HALCYON HOLDINGS LLCOwnerLIMITED PARTNER, ownership code E, domestic entity
Dec 17, 2012 to presentfactForm ADV

Owns (1)

← MANDIS, STEVEN, GEORGEOwnerLIMITED PARTNER, ownership code B, individual
Mar 30, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3a0fd1de-1761-ea88-3d4a-343e379404cd
First observed: Mar 30, 2012
Last observed: Dec 17, 2012 167 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HALCYON STRUCTURED ASSET MANAGEMENT L.P.

CRD 133328

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3a0fd1de-1761-ea88-3d4a-343e379404cd

Data as of Dec 17, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:44 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

HALCYON STRUCTURED OPPORTUNITIES INVESTORS, L.P.

Hedge Fund

$13.2M

Dec 17, 2012

Mar 30, 2012

reported

021-75053

HALCYON EUROPEAN STRUCTURED OPPORTUNITIES INVESTORS, L.P.

Hedge Fund

$6.1M

Dec 17, 2012

Mar 30, 2012

reported

021-115692

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BADER, JOHN, M.

MANAGING PRINCIPAL

yes

01/2005

Mar 30, 2012

Dec 17, 2012

BADER, JOHN, M.

MANAGING PRINCIPAL

yes

01/2005

Mar 30, 2012

Dec 17, 2012

DILLOW, JASON, O

LIMITED PARTNER, MANAGING PRINCIPAL

yes

01/2008

Mar 30, 2012

Dec 17, 2012

GOLDBERG, AARON

CHIEF FINANCIAL OFFICER

yes

05/2006

Mar 30, 2012

Dec 17, 2012

HALCYON HOLDINGS LLC

LIMITED PARTNER

yes

10/2004

Dec 17, 2012

HILL, JOSEPH, WOLF

DIRECTOR OF CLIENT RELATIONS

yes

08/2006

Dec 17, 2012

HIRSCHFELD, THOMAS, PAUL

MANAGING PRINCIPAL, CHIEF OPERATING OFFICER

yes

01/2006

Mar 30, 2012

Dec 17, 2012

KONNER, KEVAH, ROSS

MANAGING PRINCIPAL

yes

01/2005

Mar 30, 2012

Dec 17, 2012

MCDERMOTT, SUZANNE

CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL

yes

12/2008

Mar 30, 2012

Dec 17, 2012

MITAL, MANISH

GENERAL COUNSEL

yes

06/2008

Mar 30, 2012

Dec 17, 2012

SMEAD, ROSS

PORTFOLIO MANAGER

yes

09/2008

Mar 30, 2012

Dec 17, 2012

MANDIS, STEVEN, GEORGE

LIMITED PARTNER

09/2008

Mar 30, 2012

Dec 17, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HALCYON LOAN INVESTORS L.P.

n/a

Former SEC adviser

$4.9B

yes

n/a

HALCYON ASSET MANAGEMENT LLC

n/a

Former SEC adviser

$3.7B

yes

n/a

HALCYON OFFSHORE ASSET MANAGEMENT LLC

n/a

Former SEC adviser

$2.9B

yes

n/a

HALCYON ASSET-BACKED ADVISORS L.P.

n/a

Former SEC adviser

$2.8B

yes

n/a

HALCYON MANAGEMENT ACQUISITION COMPANY LLC

n/a

Former SEC adviser

$1.8B

yes

n/a

HALCYON AGILIS MANAGEMENT LP

n/a

Former SEC adviser

$103M

yes

n/a

HALCYON ASSET MANAGEMENT (UK) LLP

n/a

yes

n/a

HALCYON STRUCTURED OPPORTUNITIES LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 30, 2012

$4.9B

n/a

$4.9B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$19.2M

n/a