DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Weaver Wealth Management

Former SEC-registered adviserDallas, TexasCRD 115150SEC 801-61306IAPD
Legal name Weaver And Tidwell Financial Advisors, Ltd
Latest filing Oct 14, 2016
First filing on the tape Dec 21, 2011 · 16 filings
RAUM
$35.0M
reported, Item 5.F
Discretionary
8.8%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$35.0M as of Aug 31, 2016
Aug 29, 2012$313M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Aug 31, 2016
Aug 29, 20120 then
Employees (5.A)3 as of Aug 31, 2016
Aug 30, 201314 then
Private funds: no history
RAUM -90% over the last fiscal year-52% a year over threeIARs 7 to 3
Practice profile
derived from the filing of Oct 14, 2016; every figure names its basis
RAUM per advisor
$11.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$853,260derivedRAUM over accounts (5.F.2.f)
Discretionary
8.8%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
0.8derived4 offices incl. principal (1.F.5)
RAUM growth, one year
-90%derivedbetween the last two annual amendments
Advisor growth, one year
-57%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
41reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Reginaldo Sandoval · Chief Compliance Officercontrol
      since 09/2004 · owns less than 5%
    • Charles David Sego · Managing Directorcontrol
      since 01/2002 · owns less than 5%
    Entity owners
    • Wt Capital Llp · Limited Partner
      direct · owns 75% or more
    • Wt Financial, LLC · General Partner
      direct · owns less than 5%
    • Weaver & Tidwell Llp · Member
      indirect · owns 75% or more of Wt Capital Llp
    • Weaver & Tidwell Llp · Member
      indirect · owns 75% or more of Wt Financial LLC
    Related persons
    Schedule D 7.A
    • Weaver And Tidwell, Llp
      insurancen
    Offices
    Schedule D 1.F, the 25 largest
    • Austin, TX
    • Fort Worth, TX
    • San Antonio, TX
    What changed
    consecutive filings, newest first
    • Related broker-dealer · true to false
      Oct 14, 2016 to Oct 14, 2016
    • Accounts · 65 to 41
      Mar 30, 2016 to Aug 31, 2016
    • Advisory employees · 7 to 3
      Mar 30, 2016 to Aug 31, 2016
    • BD registered reps · 9 to 3
      Mar 30, 2016 to Aug 31, 2016
    • Employees · 13 to 3
      Mar 30, 2016 to Aug 31, 2016
    • State-registered IARs · 8 to 3
      Mar 30, 2016 to Aug 31, 2016
    • Discretionary RAUM · $44.3M to $3.1M
      Mar 30, 2016 to Aug 31, 2016
    • Non-discretionary RAUM · $2.8M to $31.9M
      Mar 30, 2016 to Aug 31, 2016
    • RAUM · $47.1M to $35.0M
      Mar 30, 2016 to Aug 31, 2016
    • Accounts · 273 to 65
      Aug 28, 2015 to Mar 30, 2016
    • State-registered IARs · 7 to 8
      Aug 28, 2015 to Mar 30, 2016
    • Discretionary RAUM · $328M to $44.3M
      Aug 28, 2015 to Mar 30, 2016
    • Non-discretionary RAUM · $15.4M to $2.8M
      Aug 28, 2015 to Mar 30, 2016
    • RAUM · $343M to $47.1M
      Aug 28, 2015 to Mar 30, 2016
    • Accounts · 278 to 273
      Aug 29, 2014 to Aug 28, 2015
    • Advisory employees · 8 to 7
      Aug 29, 2014 to Aug 28, 2015
    • BD registered reps · 11 to 9
      Aug 29, 2014 to Aug 28, 2015
    • Employees · 15 to 13
      Aug 29, 2014 to Aug 28, 2015
    • State-registered IARs · 8 to 7
      Aug 29, 2014 to Aug 28, 2015
    • Discretionary RAUM · $310M to $328M
      Aug 29, 2014 to Aug 28, 2015
    • Non-discretionary RAUM · $24.1M to $15.4M
      Aug 29, 2014 to Aug 28, 2015
    • RAUM · $334M to $343M
      Aug 29, 2014 to Aug 28, 2015
    • Accounts · 265 to 278
      Mar 7, 2014 to Aug 29, 2014
    • BD registered reps · 10 to 11
      Mar 7, 2014 to Aug 29, 2014
    • Employees · 14 to 15
      Mar 7, 2014 to Aug 29, 2014
    • State-registered IARs · 6 to 8
      Mar 7, 2014 to Aug 29, 2014
    • Discretionary RAUM · $297M to $310M
      Mar 7, 2014 to Aug 29, 2014
    • Non-discretionary RAUM · $20.5M to $24.1M
      Mar 7, 2014 to Aug 29, 2014
    • RAUM · $317M to $334M
      Mar 7, 2014 to Aug 29, 2014
    • Discretionary RAUM · $20.5M to $297M
      Aug 30, 2013 to Oct 10, 2013
    • Non-discretionary RAUM · $297M to $20.5M
      Aug 30, 2013 to Oct 10, 2013
    • Accounts · 327 to 265
      May 15, 2013 to Aug 30, 2013
    • Advisory employees · 7 to 8
      May 15, 2013 to Aug 30, 2013
    • BD registered reps · 9 to 10
      May 15, 2013 to Aug 30, 2013
    • Employees · 15 to 14
      May 15, 2013 to Aug 30, 2013
    • State-registered IARs · 7 to 6
      May 15, 2013 to Aug 30, 2013
    • Discretionary RAUM · $250M to $20.5M
      May 15, 2013 to Aug 30, 2013
    • Non-discretionary RAUM · $62.7M to $297M
      May 15, 2013 to Aug 30, 2013
    • RAUM · $313M to $317M
      May 15, 2013 to Aug 30, 2013
    • Advisory employees · unset to 7.0
      Aug 29, 2012 to Dec 10, 2012
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026