DFX Intelligence

B••••• D••••• A•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor15 years in industry

B••••• D••••• A•••••••••

Advisor at C•••••• I••••••••• A•••••••• L••

Tampa, FL | ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0c3e8a4d-83d6-992c-476a-6043b26a62ca

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 21, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 19, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• I••••••••• A•••••••• L••	Independent wealth	Oct 16, 2018	n/a	yes	Tampa, FL\|ATLANTA, GA	Current employment
N••••••••• A•••• M••••••••• L••	Former SEC adviser	Aug 30, 2017	Oct 5, 2018	no	Orlando, FL\|GREENWICH, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• A•••• M••••••••• L••	C•••••• I••••••••• A•••••••• L••	Oct 5, 2018	Oct 16, 2018	11	Firm change	RIA to RIA
C•••••• S••••• • C••• I•••	N••••••••• A•••• M••••••••• L••	Aug 18, 2017	Aug 30, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:5393:FL:2016-04-18	Apr 18, 2016	May 26, 2016	JACKSONVILLE, FL	Firm change

Relationships

Registered with (5)

→ C•••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Oct 16, 2018 to presentfactForm ADV
→ N••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Aug 30, 2017 to Oct 5, 2018factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
May 26, 2016 to Aug 18, 2017factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c3e8a4d-83d6-992c-476a-6043b26a62ca
First observed: Nov 21, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.