DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B••••• D••••• A•••••••••

C•••••• I••••••••• A•••••••• L••independent RIATampa, Fl IA-onlyIAPD 5840376

Feed of 09/14/2026

Also filed as Dan Abramowitz

At current firm

7 y

since Oct 16, 2018

In the industry

15 y

since Nov 19, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• I••••••••• A•••••••• L•• independent RIA current
since Oct 16, 2018 · Tampa, Fl
N••••••••• A•••• M••••••••• L•• former
Aug 30, 2017 to Oct 5, 2018 · Orlando, Fl
C•••••• S••••• • C••• I••• national BD
May 26, 2016 to Aug 18, 2017 · Charlotte, Nc
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 20, 2013 to Apr 18, 2016 · Jacksonville, Fl
S•••••••• A••••••• L•• national BD
Nov 21, 2011 to Mar 21, 2013 · Jacksonville, Fl

Moves

a registration end followed by a registration begin elsewhere

N••••••••• A•••• M••••••••• L•• to C•••••• I••••••••• A•••••••• L••
left Oct 5, 2018, registered Oct 16, 2018 (11 days) · RIA to RIA
C•••••• S••••• • C••• I••• to N••••••••• A•••• M••••••••• L••
left Aug 18, 2017, registered Aug 30, 2017 (12 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• S••••• • C••• I•••
left Apr 18, 2016, registered May 26, 2016 (38 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
S•••••••• A••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Mar 21, 2013, registered Nov 20, 2013 (244 days) · Affiliated broker-dealer or bank to wirehouse

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address