DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
N•••••••• F•••••••• P•••••••• L••
Latest filing Apr 1, 2026
First filing on the tape Dec 26, 2023 · 10 filings
SEC status approved since Jan 25, 2024
RAUM
$1.3B
reported, Item 5.F
Discretionary
59%
of RAUM
Private clients
0.5%
$6.4M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$637M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$1.3B as of Apr 1, 2026
Mar 27, 2024$772M then
HNW client RAUM$2.8M as of Apr 1, 2026
Mar 27, 2024$2.8M then
State-registered IARs (5.B.3)2 as of Apr 1, 2026
Mar 27, 20242 then
Employees (5.A)2 as of Apr 1, 2026
Mar 27, 20242 then
Private funds: no history
RAUM +11% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $637MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 9derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $6.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 59%derivedof RAUM
- Institutional
- 99%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$1.2B95%
- State and municipal entities$51.3M4.0%
- Individuals$3.6M0.3%
- High-net-worth individuals$2.8M0.2%
- Individual clients
- 17reported
- HNW clients
- 1reported
- Pension plan clients
- 162reported
- Charitable clients
- n/areported
- Accounts
- 185reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.01 fund_share=0.0 institutional_share=0.99 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W•••••• R•••• B••••• | Waxhaw, Nc | Feb 4, 2024 | 20 y | 5 |
| G••• B•••• B•••••• | East Brunswick, Nj | Feb 14, 2024 | 40 y | 6 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- R•••••• L•• W••••••••• to M•••• C••••••• A••••••• S••••••Mar 3, 2023 · Other
- J•••••• S••••••• G•••••••• to S•••••• W••••• P•••••••• L••Mar 14, 2017 · Other
Joined, latest
- G••• B•••• B•••••• from M••••••••• I••••••••• A•• R••••••••• A•••••••• L••Feb 14, 2024 · Other
- W•••••• R•••• B••••• from M••••••••• I••••••••• A•• R••••••••• A•••••••• L••Feb 4, 2024 · Other
- R•••••• L•• W••••••••• from G••• C•••• S••••••••• I•••Mar 13, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• G•••• B•••• · Managing Member, Principal & Chief Compliance Officercontrolsince 08/2023 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| East Brunswick, Nj | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 153 to 185Feb 19, 2025 to Mar 30, 2026
- HNW clients · 3 to 1Feb 19, 2025 to Mar 30, 2026
- Individual clients · 15 to 17Feb 19, 2025 to Mar 30, 2026
- Pension plan clients · 131 to 162Feb 19, 2025 to Mar 30, 2026
- Discretionary RAUM · $687M to $747MFeb 19, 2025 to Mar 30, 2026
- HNW RAUM · $3.6M to $2.8MFeb 19, 2025 to Mar 30, 2026
- Individual RAUM · $1.4M to $3.6MFeb 19, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $459M to $528MFeb 19, 2025 to Mar 30, 2026
- Pension RAUM · $1.1B to $1.2BFeb 19, 2025 to Mar 30, 2026
- RAUM · $1.1B to $1.3BFeb 19, 2025 to Mar 30, 2026
- Accounts · 104 to 153Oct 14, 2024 to Feb 19, 2025
- Individual clients · 10 to 15Oct 14, 2024 to Feb 19, 2025
- Pension plan clients · 90 to 131Oct 14, 2024 to Feb 19, 2025
- Financial planning clients · 1-10 to 1-10Oct 14, 2024 to Feb 19, 2025
- HQ city · unset to Oct 14, 2024 to Feb 19, 2025
- HQ state · unset to Oct 14, 2024 to Feb 19, 2025
- Discretionary RAUM · $378M to $687MOct 14, 2024 to Feb 19, 2025
- HNW RAUM · $2.8M to $3.6MOct 14, 2024 to Feb 19, 2025
- Individual RAUM · $1.1M to $1.4MOct 14, 2024 to Feb 19, 2025
- Non-discretionary RAUM · $393M to $459MOct 14, 2024 to Feb 19, 2025
- Pension RAUM · $763M to $1.1BOct 14, 2024 to Feb 19, 2025
- RAUM · $772M to $1.1BOct 14, 2024 to Feb 19, 2025
- Discretionary RAUM · $3.9M to $378MJun 14, 2024 to Aug 15, 2024
- Non-discretionary RAUM · $768M to $393MJun 14, 2024 to Aug 15, 2024
- Accounts · 47 to 104Feb 4, 2024 to Mar 27, 2024
- Advisory employees · 3 to 2Feb 4, 2024 to Mar 27, 2024
- BD registered reps · 1 to 0Feb 4, 2024 to Mar 27, 2024
- HNW clients · unset to 3.0Feb 4, 2024 to Mar 27, 2024
- Individual clients · 12 to 10Feb 4, 2024 to Mar 27, 2024
- Pension plan clients · 35 to 90Feb 4, 2024 to Mar 27, 2024
- Employees · 3 to 2Feb 4, 2024 to Mar 27, 2024
- State-registered IARs · 3 to 2Feb 4, 2024 to Mar 27, 2024
- Discretionary RAUM · $452M to $3.9MFeb 4, 2024 to Mar 27, 2024
- HNW RAUM · unset to 2750000.0Feb 4, 2024 to Mar 27, 2024
- Individual RAUM · $4.0M to $1.1MFeb 4, 2024 to Mar 27, 2024
- Non-discretionary RAUM · $0 to $768MFeb 4, 2024 to Mar 27, 2024
- Pension RAUM · $448M to $763MFeb 4, 2024 to Mar 27, 2024
- RAUM · $452M to $772MFeb 4, 2024 to Mar 27, 2024
Signals
4 dated events
- N•••••••• F•••••••• P•••••••• L•• reported RAUM $1.1B, up 48% from $771.7M (2024-10-14 to 2025-02-19)Feb 19, 2025 · RAUM change · derived
- N•••••••• F•••••••• P•••••••• L•• reported RAUM $771.7M, up 71% from $451.7M (2024-02-04 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- N•••••••• F•••••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Dec 26, 2023 · First SEC registration · fact
- R•••••• L•• W••••••••• left N•••••••• F•••••••• P•••••••• L•• for M•••• C••••••• A••••••• S•••••• (registered 2023-03-02)Mar 3, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- nsfpllc.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 732-322-2570reportedpublic record, Form ADV, Apr 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $637Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026