DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
T. Rowe Price Japan, Inc.
Latest filing Jul 1, 2026
First filing on the tape Feb 20, 2018 · 23 filings
SEC status approved since Mar 20, 2018
RAUM
$24B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
80
29 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$24B as of Jul 1, 2026
Mar 28, 2019$4.0B then
HNW client RAUM$0 as of Jul 1, 2026
Mar 28, 2019$0 then
State-registered IARs (5.B.3)0 as of Jul 1, 2026
Mar 28, 20190 then
Employees (5.A)80 as of Jul 1, 2026
Mar 28, 201940 then
Private funds3 as of Mar 28, 2024
Mar 28, 20192 then
RAUM -19% over the last fiscal year+9.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $305MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 35%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$14B58%
- Pension and profit-sharing plans$7.6B32%
- Investment companies$1.7B6.9%
- Sovereign wealth funds$606M2.5%
- State and municipal entities$104M0.4%
- Corporations and businesses$58.3M0.2%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 32reported
- Charitable clients
- 0reported
- Accounts
- 79reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.65 institutional_share=0.35 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T. Rowe Price US Growth Stock Mother Fundno longer reported | Other Private Fund | $1.4B | 1 | Mar 28, 2019 |
| T. Rowe Price Japan Equity Mother Fundno longer reported | Other Private Fund | $93.2M | 2 | Mar 27, 2020 |
| T. Rowe Price Japan Equity Fund (Ppit For Qii)no longer reported | Other Private Fund | $93.2M | 2 | Mar 27, 2020 |
| T. Rowe Price US Growth Stock Fund (Ppit For Qii)no longer reported | Other Private Fund | $5.9M | 1 | Mar 28, 2019 |
| T. Rowe Price US Quality Value Equity Mother Fund | Other Private Fund | $5.7M | 2 | Mar 31, 2023 |
| Trp US Quality Value Equity Fd D (Monthly Div Jpy Unhedged) | Other Private Fund | $3.8M | 2 | Mar 31, 2023 |
| Trp US Quality Value Equity Fd C (Monthly Div Jpy Hedged) | Other Private Fund | $1.9M | 2 | Mar 31, 2023 |
Owners and control persons
Schedule A and B, latest filing
- Maurice Jacques Phillipe Ayral · Directorcontrolsince 04/2018 · owns less than 5%
- Oi Sze Elsie Chan · Directorcontrolsince 09/2022 · owns less than 5%
- Sik Chao · Chief Compliance Officercontrolsince 03/2021 · owns less than 5%
- Kuniaki Doi · Directorcontrolsince 04/2018 · owns less than 5%
- Naoyuki Honda · Directorcontrolsince 04/2018 · owns less than 5%
- Yasuo Miyajima · Directorcontrolsince 04/2018 · owns less than 5%
- Nmn David Oestreicher · Chief Legal Counselcontrolsince 04/2018 · owns less than 5%
- Kiyoko Takagi · Directorcontrolsince 04/2022 · owns less than 5%
- Hiroshi Watanabe · Directorcontrolsince 04/2018 · owns less than 5%
Entity owners
- T. Rowe Price International Ltd · Direct Ownerdirect · owns 75% or more
- T. Rowe Price Associates, Inc. · Indirect Ownerindirect · owns 75% or more of T. Rowe Price International Ltd
- T. Rowe Price Group, Inc. · Indirect Ownerindirect · owns 75% or more of T. Rowe Price Associates, Inc. · public reporting company
Related persons
Schedule D 7.A
- Oak Hill Advisors (Australia) Pty Ltdinvestment advisern
- Oak Hill Advisors (Europe) Llpinvestment advisern
- Oak Hill Advisors, L.P.investment adviserbanknRAUM $101B
- Oha (Uk) Llpinvestment advisern
- Oha Ad Co-Investment Genpar, Llpinvestment adviserbankn
- Oha Ad Customized Credit Fund Genpar, Llpinvestment adviserbankn
- Oha Ad Dislocation Credit Genpar, Llpinvestment adviserbankn
- Oha Ad Dislocation Credit II Genpar, L.P.investment adviserbankn
- Oha Aloha European Credit Fund Genpar, Llpinvestment adviserbankn
- Oha Artesian Customized Credit Fund I Genpar, LLCinvestment adviserbankpooled vehicle sponsorn
- Oha Asia Customized Credit Genpar, LLCinvestment adviserbankn
- Oha Bcss Ssd Genpar II, LLCinvestment adviserbankn
- Oha Bcss Ssd Genpar, LLCinvestment adviserbankn
- Oha Black Bear Genpar, Llpinvestment adviserbankpooled vehicle sponsorn
- Oha Ca Customized Credit Genpar, Llpinvestment adviserbankpooled vehicle sponsorn
- Oha Centre Street Genpar, LLCinvestment adviserbankpooled vehicle sponsorn
- Oha Clo Enhanced Equity Genpar, LLCinvestment adviserbankpooled vehicle sponsorn
- Oha Clo Enhanced Equity II Genpar, Llpinvestment adviserbankpooled vehicle sponsorn
- Oha Clo Strategies Fund Genpar, LLCinvestment adviserbankpooled vehicle sponsorn
- Oha Credit Cadenza Genpar, Llpinvestment adviserbankpooled vehicle sponsorn
- Oha Credit Opportunities Ca (C) Genpar, Llpinvestment adviserbankpooled vehicle sponsorn
- Oha Credit Origination Genpar I, LLCinvestment adviserbankpooled vehicle sponsorn
- Oha Credit Solutions Genpar, LLCinvestment adviserbankpooled vehicle sponsorn
- Oha Credit Solutions II Genpar, Llpinvestment adviserbankpooled vehicle sponsorn
- Oha Custom Multi-Sector Credit Fund Genpar, LLCinvestment adviserbankn
- Oha Delaware Customized Credit Fund Genpar, LLCinvestment adviserbankn
- Oha Delaware Customized Credit Fund-F Genpar, LLCinvestment adviserbankn
- Oha Diversified Credit Strategies (Parallel II) Genpar, LLCinvestment adviserbankn
- Oha Diversified Credit Strategies Genpar, Llpinvestment adviserbankpooled vehicle sponsorn
- Oha Diversified Credit Strategies Tractor Fund Genpar, LLCinvestment adviserbankn
Advisers that list T. Rowe Price Japan, Inc. as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 72 to 79Mar 31, 2025 to Mar 31, 2026
- Pension plan clients · 30 to 32Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 34 to 38Mar 31, 2025 to Mar 31, 2026
- Employees · 83 to 80Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $30B to $24BMar 31, 2025 to Mar 31, 2026
- Pension RAUM · $6.9B to $7.6BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $21B to $14BMar 31, 2025 to Mar 31, 2026
- RAUM · $30B to $24BMar 31, 2025 to Mar 31, 2026
- Accounts · 81 to 72Jul 22, 2024 to Mar 31, 2025
- Advisory employees · 30 to 29Jul 22, 2024 to Mar 31, 2025
- Pension plan clients · 29 to 30Jul 22, 2024 to Mar 31, 2025
- Pooled vehicle clients · 41 to 34Jul 22, 2024 to Mar 31, 2025
- Employees · 80 to 83Jul 22, 2024 to Mar 31, 2025
- Financial planning clients · unset to Jul 22, 2024 to Mar 31, 2025
- HQ state · unset to Jul 22, 2024 to Mar 31, 2025
- Private funds · 3 to unsetJul 22, 2024 to Mar 31, 2025
- Discretionary RAUM · $20B to $30BJul 22, 2024 to Mar 31, 2025
- Pension RAUM · $5.8B to $6.9BJul 22, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $11B to $21BJul 22, 2024 to Mar 31, 2025
- RAUM · $20B to $30BJul 22, 2024 to Mar 31, 2025
- Accounts · 71 to 81Jan 2, 2024 to Mar 28, 2024
- Charity clients · unset to 0.0Jan 2, 2024 to Mar 28, 2024
- Pension plan clients · 31 to 29Jan 2, 2024 to Mar 28, 2024
- Pooled vehicle clients · 30 to 41Jan 2, 2024 to Mar 28, 2024
- Employees · 71 to 80Jan 2, 2024 to Mar 28, 2024
- Discretionary RAUM · $18B to $20BJan 2, 2024 to Mar 28, 2024
- Pension RAUM · $5.3B to $5.8BJan 2, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $10B to $11BJan 2, 2024 to Mar 28, 2024
- RAUM · $18B to $20BJan 2, 2024 to Mar 28, 2024
- Accounts · 63 to 71Sep 12, 2022 to Mar 31, 2023
- Charity clients · 1.0 to unsetSep 12, 2022 to Mar 31, 2023
- Corporate clients · 1.0 to unsetSep 12, 2022 to Mar 31, 2023
- Pension plan clients · 28 to 31Sep 12, 2022 to Mar 31, 2023
- Pooled vehicle clients · 26 to 30Sep 12, 2022 to Mar 31, 2023
- Employees · 75 to 71Sep 12, 2022 to Mar 31, 2023
- Private funds · unset to 3Sep 12, 2022 to Mar 31, 2023
- Discretionary RAUM · $24B to $18BSep 12, 2022 to Mar 31, 2023
- Pension RAUM · $2.7B to $5.3BSep 12, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $16B to $10BSep 12, 2022 to Mar 31, 2023
- RAUM · $24B to $18BSep 12, 2022 to Mar 31, 2023
Signals
13 dated events
- T. Rowe Price Japan, Inc. reported RAUM $29.9B, up 51% from $19.8B (2024-07-22 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Archibald Ciganer (Director) no longer on Schedule A of T. Rowe Price Japan, Inc. (listed 2024-03-28, absent 2024-07-22)Jul 22, 2024 · Control person left · inference
- Scott Nicholas Trueman (Director) no longer on Schedule A of T. Rowe Price Japan, Inc. (listed 2022-05-05, absent 2022-09-12)Sep 12, 2022 · Control person left · inference
- Oi Sze Elsie Chan (Director) appeared on Schedule A of T. Rowe Price Japan, Inc.Sep 12, 2022 · Control person joined · fact
- Kiyoko Takagi (Director) appeared on Schedule A of T. Rowe Price Japan, Inc.May 5, 2022 · Control person joined · fact
- T. Rowe Price Japan, Inc. reported RAUM $19.1B, up 96% from $9.8B (2020-11-02 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- M Mi-Only Jeremy Fisher (Chief Compliance Officer) no longer on Schedule A of T. Rowe Price Japan, Inc. (listed 2020-11-02, absent 2021-03-29)Mar 29, 2021 · Control person left · inference
- Sik Chao (Chief Compliance Officer) appeared on Schedule A of T. Rowe Price Japan, Inc.Mar 29, 2021 · Control person joined · fact
- T. Rowe Price Japan, Inc. reported RAUM $9.8B, up 143% from $4.0B (2020-01-02 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- Tateomi Fujino (Director) no longer on Schedule A of T. Rowe Price Japan, Inc. (listed 2019-03-28, absent 2019-08-01)Aug 1, 2019 · Control person left · inference
- Nmn Keswaral Visuvalingham (Director) no longer on Schedule A of T. Rowe Price Japan, Inc. (listed 2019-02-01, absent 2019-03-28)Mar 28, 2019 · Control person left · inference
- E Scott Keller (Director) no longer on Schedule A of T. Rowe Price Japan, Inc. (listed 2019-02-01, absent 2019-03-28)Mar 28, 2019 · Control person left · inference
- T. Rowe Price Japan, Inc. filed its initial SEC registration (Form ADV)Feb 20, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- TROWEPRICE.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 81 3 6758 3800reportedpublic record, Form ADV, Jul 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026