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CRD 113463
LONDON (ENGLAND)
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| CADOGAN SQUARE CLO III, B.V. | Other Private Fund | $531M | Apr 23, 2012 | 0 | Mar 29, 2012 | dropped | n/a |
| CADOGAN SQUARE CLO IV, B.V. | Other Private Fund | $507M | Apr 23, 2012 | 0 | Mar 29, 2012 | dropped | n/a |
| CADOGAN SQUARE CLO, B.V. | Other Private Fund | $501M | Apr 23, 2012 | 0 | Mar 29, 2012 | dropped | n/a |
| CADOGAN SQUARE CLO II, B.V. | Other Private Fund | $486M | Apr 23, 2012 | 0 | Mar 29, 2012 | dropped | n/a |
| XELO II - CADOGAN GARDENS | Other Private Fund | $358M | Apr 23, 2012 | 0 | Mar 29, 2012 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BERRYMAN, MARC | CHIEF OPERATING OFFICER & DIRECTOR | Na | yes | 09/2020 | Mar 31, 2021 | Aug 13, 2024 |
| CREDIT SUISSE AG | SOLE SHAREHOLDER | E | yes | 06/1995 | Jul 12, 2023 | Aug 13, 2024 |
| CREDIT SUISSE ASSET MANAGEMENT (UK) HOLDING LIMITED | SOLE SHAREHOLDER | E | yes | 06/1995 | Nov 15, 2011 | Aug 13, 2024 |
| GILLOTT, JUSTIN | EXECUTIVE DIRECTOR | Na | yes | 01/2023 | Mar 31, 2023 | Aug 13, 2024 |
| HALE, IAN, MICHAEL | NON EXECUTIVE DIRECTOR | Na | yes | 11/2022 | Mar 31, 2023 | Aug 13, 2024 |
| UBS GROUP AG | Shareholder | E | yes | 06/2023 | Jul 12, 2023 | Aug 13, 2024 |
| UBS GROUP AG | SOLE SHAREHOLDER | E | yes | 06/2023 | Jul 12, 2023 | Aug 13, 2024 |
| HARE, PAUL, EDWARD | COMPANY SECRETARY | Na | no | 05/2006 | Nov 15, 2011 | Aug 13, 2024 |
| VEITCH, AMY, LOUISE | INTERIM CHIEF COMPLIANCE OFFICER | Na | no | 06/2023 | Jul 12, 2023 | Aug 13, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | n/a | Wirehouse | $916B | N | yes | n/a |
| UBS ASSET MANAGEMENT (AMERICAS) LLC | n/a | Mixed wealth | $588B | N | yes | n/a |
| CREDIT SUISSE ASSET MANAGEMENT, LLC | n/a | Former SEC adviser | $60B | N | yes | n/a |
| UBS HEDGE FUND SOLUTIONS LLC | n/a | Former SEC adviser | $39B | N | yes | n/a |
| UBS OCONNOR LLC | n/a | Former SEC adviser | $14B | N | yes | n/a |
| UBS REALTY INVESTORS LLC | n/a | Asset manager | $2.3B | N | yes | n/a |
| UBS FARMLAND INVESTORS LLC | n/a | No RAUM reported | $0 | N | yes | n/a |
| CREDIT SUISSE (LUXEMBOURG) S.A | n/a | n/a | n/a | N | yes | n/a |
| CREDIT SUISSE (UK) LTD | n/a | n/a | n/a | N | yes | n/a |
| CREDIT SUISSE AG | n/a | n/a | n/a | Y | no | n/a |
| CREDIT SUISSE FUND MANAGEMENT S.A | n/a | n/a | n/a | N | yes | n/a |
| CREDIT SUISSE INTERNATIONAL | n/a | n/a | n/a | N | yes | n/a |
| UBS AG | n/a | n/a | n/a | Y | yes | n/a |
| UBS AG LONDON BRANCH | n/a | n/a | n/a | Y | yes | n/a |
| UBS ASSET MANAGEMENT (UK) LTD | n/a | n/a | n/a | N | yes | n/a |
| UBS ASSET MANAGEMENT (US) INC. | n/a | n/a | n/a | N | yes | n/a |
| UBS ASSET MANAGEMENT LIFE LTD | n/a | n/a | n/a | N | yes | n/a |
| UBS FUND SERVICES (USA) LLC | n/a | n/a | n/a | N | yes | n/a |
| UBS SECURITIES LLC | n/a | Former SEC adviser | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| London | n/a | United Kingdom | 8 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $11B | $11B | 0 | 0 | 0 | n/a | n/a |
| 2024 | Mar 26, 2025 | $9.7B | $9.7B | 2 | 2 | 0 | n/a | n/a |
| 2023 | Mar 27, 2024 | $12B | $12B | 39 | 12 | 1 | n/a | n/a |
| 2022 | Mar 31, 2023 | $12B | $12B | 71 | 54 | 1 | n/a | n/a |
| 2021 | Mar 31, 2022 | $12B | $12B | 62 | 44 | 1 | n/a | n/a |
| 2020 | Mar 31, 2021 | $11B | $11B | 60 | 47 | 1 | n/a | n/a |
| 2019 | Mar 29, 2020 | $9.8B | $9.8B | 60 | 40 | 1 | n/a | n/a |
| 2018 | Mar 29, 2019 | $12B | $12B | 50 | 33 | 1 | n/a | n/a |
| 2017 | Mar 29, 2018 | $9.2B | $9.2B | 61 | 40 | 1 | n/a | n/a |
| 2016 | Mar 30, 2017 | $3.5B | $3.5B | 53 | 45 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $2.6B | $2.6B | 57 | 50 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $2.6B | $2.6B | 54 | 51 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $2.8B | $2.8B | 65 | 43 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $3.8B | $3.5B | 94 | 72 | n/a | n/a | n/a |
| 2011 | Mar 29, 2012 | $4.6B | $4.2B | n/a | n/a | n/a | 5 | $2.4B |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $11B | $9.7B | 13.4% | $12B | -1.8% | 0 | 2 | 0 | 0 |