DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
UBS Asset Management Credit Investments Group (Uk) Ltd
Latest filing Aug 5, 2026
First filing on the tape Nov 15, 2011 · 47 filings
SEC status approved since Nov 15, 1991
RAUM
$11B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
0
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
47 filings and snapshots on the tape
RAUM$11B as of Aug 5, 2026
Mar 29, 2012$4.6B then
HNW client RAUM$0 as of Aug 5, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Aug 5, 2026
Mar 29, 20120 then
Employees (5.A)0 as of Aug 5, 2026
Mar 28, 201394 then
Private funds: 5
RAUM +13% over the last fiscal year-1.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 5, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $197MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person acts as qualified custodian (9.D.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$11B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 56reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Cadogan Square Clo III, B.V.no longer reported | Other Private Fund | $531M | 0 | Mar 29, 2012 |
| Cadogan Square Clo IV, B.V.no longer reported | Other Private Fund | $507M | 0 | Mar 29, 2012 |
| Cadogan Square Clo, B.V.no longer reported | Other Private Fund | $501M | 0 | Mar 29, 2012 |
| Cadogan Square Clo II, B.V.no longer reported | Other Private Fund | $486M | 0 | Mar 29, 2012 |
| Xelo II - Cadogan Gardensno longer reported | Other Private Fund | $358M | 0 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Marc Berryman · Chief Operating Officer & Directorcontrolsince 09/2020 · owns less than 5%
- Justin Gillott · Executive Directorcontrolsince 01/2023 · owns less than 5%
- Michael Ian Hale · Non Executive Directorcontrolsince 11/2022 · owns less than 5%
- Edward Paul Hare · Company Secretarysince 05/2006 · owns less than 5%
- Louise Amy Veitch · Interim Chief Compliance Officersince 06/2023 · owns less than 5%
Entity owners
- Credit Suisse Asset Management (Uk) Holding Limited · Sole Shareholderdirect · owns 75% or more
- UBS Group Ag · Shareholderdirect · owns 75% or more · public reporting company
- Credit Suisse Ag · Sole Shareholderindirect · owns 75% or more of Credit Suisse Asset Management (Uk) Holding Limited
- UBS Group Ag · Sole Shareholderindirect · owns 75% or more of Credit Suisse Asset Management (Uk) Holding Limited · public reporting company
Related persons
Schedule D 7.A
- Credit Suisse (Luxembourg) S.Acustodiann
- Credit Suisse (Uk) Ltdbroker-dealerinvestment advisern
- Credit Suisse Agbroker-dealerinvestment adviserpooled vehicle sponsorCPO or CTAy
- Credit Suisse Asset Management, LLCinvestment adviserbankpooled vehicle sponsornRAUM $60B
- Credit Suisse Fund Management S.Apooled vehicle sponsorn
- Credit Suisse Internationalbroker-dealerinvestment advisern
- UBS Agbroker-dealerinvestment adviserpooled vehicle sponsorCPO or CTAcustodiany
- UBS Ag London Branchbroker-dealerinvestment adviserpooled vehicle sponsorCPO or CTAcustodiany
- UBS Asset Management (Americas) LLCinvestment adviserbanknRAUM $588B
- UBS Asset Management (Uk) Ltdinvestment advisern
- UBS Asset Management (US) Inc.broker-dealern
- UBS Asset Management Life Ltdreal estaten
- UBS Farmland Investors LLCinvestment advisern
- UBS Financial Services Inc.broker-dealerinvestment advisertrust companynRAUM $916B
- UBS Fund Services (USA) LLCbroker-dealern
- UBS Hedge Fund Solutionsinvestment adviserbankpooled vehicle sponsornRAUM $39B
- UBS Oconnor LLCinvestment adviserbankpooled vehicle sponsornRAUM $14B
- UBS Realty Investors LLCinvestment adviserpooled vehicle sponsorLP sponsornRAUM $2.3B
- UBS Securities LLCbroker-dealerbanktrust companyn
Advisers that list UBS Asset Management Credit Investments Group (Uk) Ltd as a related person
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom8 employees
What changed
consecutive filings, newest first
- Accounts · 55 to 56Dec 8, 2025 to Mar 31, 2026
- Business name · CREDIT SUISSE ASSET MANAGEMENT LIMITED to UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTDDec 8, 2025 to Mar 31, 2026
- Charity clients · 0.0 to unsetDec 8, 2025 to Mar 31, 2026
- Corporate clients · 0.0 to unsetDec 8, 2025 to Mar 31, 2026
- HNW clients · 0.0 to unsetDec 8, 2025 to Mar 31, 2026
- Individual clients · 0.0 to unsetDec 8, 2025 to Mar 31, 2026
- Pension plan clients · 0.0 to unsetDec 8, 2025 to Mar 31, 2026
- Pooled vehicle clients · 55 to 56Dec 8, 2025 to Mar 31, 2026
- Discretionary RAUM · $9.7B to $11BDec 8, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $9.7B to $11BDec 8, 2025 to Mar 31, 2026
- RAUM · $9.7B to $11BDec 8, 2025 to Mar 31, 2026
- Advisory employees · 2 to 0Nov 12, 2025 to Dec 8, 2025
- Employees · 2 to 0Nov 12, 2025 to Dec 8, 2025
- Legal name · CREDIT SUISSE ASSET MANAGEMENT LIMITED to UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTDNov 12, 2025 to Dec 8, 2025
- Financial planning clients · unset to Mar 26, 2025 to May 13, 2025
- Accounts · 84 to 55Jan 30, 2025 to Mar 26, 2025
- Advisory employees · 12 to 2Jan 30, 2025 to Mar 26, 2025
- Advisory activities · 3 to 2Jan 30, 2025 to Mar 26, 2025
- Corporate clients · 3 to 0Jan 30, 2025 to Mar 26, 2025
- Pension plan clients · 4 to 0Jan 30, 2025 to Mar 26, 2025
- Pooled vehicle clients · 65 to 55Jan 30, 2025 to Mar 26, 2025
- Employees · 39 to 2Jan 30, 2025 to Mar 26, 2025
- Other offices · 1 to 0Jan 30, 2025 to Mar 26, 2025
- Discretionary RAUM · $12B to $9.7BJan 30, 2025 to Mar 26, 2025
- Pension RAUM · $6.1M to $0Jan 30, 2025 to Mar 26, 2025
- Pooled vehicle RAUM · $11B to $9.7BJan 30, 2025 to Mar 26, 2025
- RAUM · $12B to $9.7BJan 30, 2025 to Mar 26, 2025
- HQ state · unset to Aug 13, 2024 to Jan 30, 2025
- Advisory employees · 54 to 12Jan 23, 2024 to Mar 27, 2024
- Accounts · 83 to 84Jan 23, 2024 to Mar 27, 2024
- Pooled vehicle clients · 63 to 65Jan 23, 2024 to Mar 27, 2024
- Employees · 71 to 39Jan 23, 2024 to Mar 27, 2024
- Discretionary RAUM · $12B to $12BJan 23, 2024 to Mar 27, 2024
- Pension RAUM · $25.8M to $6.1MJan 23, 2024 to Mar 27, 2024
- Pooled vehicle RAUM · $10B to $11BJan 23, 2024 to Mar 27, 2024
- RAUM · $12B to $12BJan 23, 2024 to Mar 27, 2024
- Accounts · 70 to 83Jan 23, 2023 to Mar 31, 2023
- Advisory employees · 44 to 54Jan 23, 2023 to Mar 31, 2023
- Corporate clients · 2 to 3Jan 23, 2023 to Mar 31, 2023
- Pension plan clients · 5 to 4Jan 23, 2023 to Mar 31, 2023
Signals
15 dated events
- Jo Mccaffrey (Chief Excutive Officer & Director) no longer on Schedule A of Ubs Asset Management Credit Investments Group (Uk) Ltd (listed 2023-07-12, absent 2023-07-18)Jul 18, 2023 · Control person left · inference
- Joseph Michael Murphy (Director) no longer on Schedule A of Ubs Asset Management Credit Investments Group (Uk) Ltd (listed 2023-03-31, absent 2023-07-12)Jul 12, 2023 · Control person left · inference
- Michael Ian Hale (Non Executive Director) appeared on Schedule A of Ubs Asset Management Credit Investments Group (Uk) LtdMar 31, 2023 · Control person joined · fact
- Jo Mccaffrey (Chief Excutive Officer & Director) appeared on Schedule A of Ubs Asset Management Credit Investments Group (Uk) LtdMar 31, 2023 · Control person joined · fact
- Justin Gillott (Executive Director) appeared on Schedule A of Ubs Asset Management Credit Investments Group (Uk) LtdMar 31, 2023 · Control person joined · fact
- Robert Charles Lister (Non-Executive Director) no longer on Schedule A of Ubs Asset Management Credit Investments Group (Uk) Ltd (listed 2023-01-23, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Tracy Cherrington (Chief Executive Officer & Director) no longer on Schedule A of Ubs Asset Management Credit Investments Group (Uk) Ltd (listed 2023-01-23, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Dawn Angela Henderson (Non-Executive Director) no longer on Schedule A of Ubs Asset Management Credit Investments Group (Uk) Ltd (listed 2023-01-23, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Margaret Caron Hughes (Director) no longer on Schedule A of Ubs Asset Management Credit Investments Group (Uk) Ltd (listed 2021-11-18, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Leslie Stephen Foster (Chief Executive Officer & Director) no longer on Schedule A of Ubs Asset Management Credit Investments Group (Uk) Ltd (listed 2020-03-29, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Marc Berryman (Chief Operating Officer & Director) appeared on Schedule A of Ubs Asset Management Credit Investments Group (Uk) LtdMar 31, 2021 · Control person joined · fact
- Margaret Caron Hughes (Director) appeared on Schedule A of Ubs Asset Management Credit Investments Group (Uk) LtdMar 31, 2021 · Control person joined · fact
- Maura Sullivan (Director) no longer on Schedule A of Ubs Asset Management Credit Investments Group (Uk) Ltd (listed 2019-05-09, absent 2019-07-22)Jul 22, 2019 · Control person left · inference
- Ubs Asset Management Credit Investments Group (Uk) Ltd reported RAUM $12.0B, up 31% from $9.2B (2018-03-29 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Ubs Asset Management Credit Investments Group (Uk) Ltd reported RAUM $9.2B, up 163% from $3.5B (2018-03-02 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Credit Suisse Asset Management · Private Equityshared crd · intermediary
- Credit Suisse Asset Management Limited · Venture Capitalshared crd · org
How to reach
public business contact points only, each with its source
- Principal office phone
- +44 20 7888 8888reportedpublic record, Form ADV, Aug 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026