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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

CREDIT SUISSE PRIVATE ADVISORS

CREDIT SUISSE PRIVATE ADVISORS AG, CRD 112892

ZURICH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:104401f1-2bdd-5efc-c020-5b03d72d2bf5

Data as of Jun 11, 2012 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 0
On other graphs: 1
Observed: Dec 14, 2011 to Jun 11, 2012
4 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Credit Suisse Private Advisors

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $461MItem 5.F on the latest filing (2012-06-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $461M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 157
Custody, client assets: $2.4B
SEC number: 801-60767
CRD: 112892
Filings on the tape: 4
First filed: Dec 14, 2011
Latest filed: Jun 11, 2012
Organised: Corporation

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CREDIT SUISSE AG	100% OWNER	E	yes	03/2001	Dec 14, 2011	Jun 11, 2012
CREDIT SUISSE GROUP AG	Shareholder	E	yes	04/1993	Dec 14, 2011	Jun 11, 2012
GROB, ERWIN NMN	Director	Na	yes	03/2009	Dec 14, 2011	Jun 11, 2012
ISARIN, RICHARD NMN	Ceo	Na	yes	03/2001	Dec 14, 2011	Jun 11, 2012
KAUFMANN, IVO NMN	CHIEF INVESTMENT OFFICER	Na	yes	05/2001	Dec 14, 2011	Jun 11, 2012
OSBORN, LESLIE J.	CHIEF COMPLIANCE OFFICER	Na	yes	12/2011	Dec 14, 2011	Jun 11, 2012
SKOGLUND, PETER OTTO	Director	Na	yes	01/2011	Dec 14, 2011	Jun 11, 2012
BENDER, STEVEN CHRISTOPHER	FINANCIAL & OPERATIONS PRINCIPAL	Na	no	11/2007	Dec 14, 2011	Jun 11, 2012
LUEOEND, FELIX THOMAS	CORPORATE SECRETARY	Na	no	06/2010	Dec 14, 2011	Jun 11, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CREDIT SUISSE ASSET MANAGEMENT, LLC	n/a	Former SEC adviser	$60B	N	yes	n/a
J O HAMBRO INVESTMENT MANAGEMENT LIMITED.	n/a	Former SEC adviser	$17B	N	yes	n/a
CREDIT SUISSE ASSET MANAGEMENT LIMITED	n/a	Asset manager	$11B	N	yes	n/a
CREDIT SUISSE SECURITIES (USA) LLC	n/a	Former SEC adviser	$805M	N	yes	n/a
CREDIT SUISSE (BERMUDA) LIMITED	n/a	Former SEC adviser	$303M	N	yes	n/a
CREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.	n/a	Former SEC adviser	$0	N	yes	n/a
CREDIT SUISSE AG	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 30, 2012	$461M	$461M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$461M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Affiliated with (6)

→ CREDIT SUISSE ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ CREDIT SUISSE (BERMUDA) LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ W1M INVESTMENT MANAGEMENT LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTDRegistered adviserother investment adviser, common control
factForm ADV
→ CREDIT SUISSE HEDGING-GRIFFO SERVIOS INTERNACIONAIS S.A.Registered adviserother investment adviser, common control
factForm ADV
→ CREDIT SUISSE SECURITIES (USA) LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV

Owns (2)

← BENDER, STEVEN CHRISTOPHEROwnerFINANCIAL & OPERATIONS PRINCIPAL, ownership code NA, individual
Dec 14, 2011 to presentfactForm ADV
← LUEOEND, FELIX THOMASOwnerCORPORATE SECRETARY, ownership code NA, individual
Dec 14, 2011 to presentfactForm ADV

Controls (6)

← SKOGLUND, PETER OTTOOwnerDIRECTOR, ownership code NA, individual
Dec 14, 2011 to presentfactForm ADV
← ISARIN, RICHARD NMNOwnerCEO, ownership code NA, individual
Dec 14, 2011 to presentfactForm ADV
← KAUFMANN, IVO NMNOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Dec 14, 2011 to presentfactForm ADV
← OSBORN, LESLIE J.OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 14, 2011 to presentfactForm ADV
← GROB, ERWIN NMNOwnerDIRECTOR, ownership code NA, individual
Dec 14, 2011 to presentfactForm ADV
← CREDIT SUISSE AGOwner100% OWNER, ownership code E, foreign entity
Dec 14, 2011 to presentfactForm ADV

Registered with (7)

← IVO NMN KAUFMANNAdvisorregistration: previous registration
Jan 24, 2006 to Jul 2, 2012factForm ADV
← OLIVER E HOHERMUTHAdvisorregistration: previous registration
Jul 20, 2009 to Aug 4, 2010factForm ADV
← DEEPAK SONIAdvisorregistration: previous registration
Dec 18, 2008 to Jun 1, 2010factForm ADV
← Giuseppe MazzeoAdvisorregistration: previous registration
Apr 22, 2006 to Jul 28, 2008factForm ADV
← KAI CHRISTIAN POETSCHKEAdvisorregistration: previous registration
Dec 21, 2007 to Jul 3, 2008factForm ADV
← NATHALIE TREMBLAYAdvisorregistration: previous registration
Jun 14, 2006 to Jul 3, 2008factForm ADV
← CEES-JAN VAN HOEKAdvisorregistration: previous registration
Feb 1, 2006 to Nov 1, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:104401f1-2bdd-5efc-c020-5b03d72d2bf5
First observed: Dec 14, 2011
Last observed: Jun 11, 2012 173 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CREDIT SUISSE PRIVATE ADVISORS

CREDIT SUISSE PRIVATE ADVISORS AG, CRD 112892

ZURICH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:104401f1-2bdd-5efc-c020-5b03d72d2bf5

Data as of Jun 11, 2012 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:59 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CREDIT SUISSE AG

100% OWNER

yes

03/2001

Dec 14, 2011

Jun 11, 2012

CREDIT SUISSE GROUP AG

Shareholder

yes

04/1993

Dec 14, 2011

Jun 11, 2012

GROB, ERWIN NMN

Director

yes

03/2009

Dec 14, 2011

Jun 11, 2012

ISARIN, RICHARD NMN

Ceo

yes

03/2001

Dec 14, 2011

Jun 11, 2012

KAUFMANN, IVO NMN

CHIEF INVESTMENT OFFICER

yes

05/2001

Dec 14, 2011

Jun 11, 2012

OSBORN, LESLIE J.

CHIEF COMPLIANCE OFFICER

yes

12/2011

Dec 14, 2011

Jun 11, 2012

SKOGLUND, PETER OTTO

Director

yes

01/2011

Dec 14, 2011

Jun 11, 2012

BENDER, STEVEN CHRISTOPHER

FINANCIAL & OPERATIONS PRINCIPAL

11/2007

Dec 14, 2011

Jun 11, 2012

LUEOEND, FELIX THOMAS

CORPORATE SECRETARY

06/2010

Dec 14, 2011

Jun 11, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CREDIT SUISSE ASSET MANAGEMENT, LLC

n/a

Former SEC adviser

$60B

yes

n/a

J O HAMBRO INVESTMENT MANAGEMENT LIMITED.

n/a

Former SEC adviser

$17B

yes

n/a

CREDIT SUISSE ASSET MANAGEMENT LIMITED

n/a

Asset manager

$11B

yes

n/a

CREDIT SUISSE SECURITIES (USA) LLC

n/a

Former SEC adviser

$805M

yes

n/a

CREDIT SUISSE (BERMUDA) LIMITED

n/a

Former SEC adviser

$303M

yes

n/a

CREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.

n/a

Former SEC adviser

yes

n/a

CREDIT SUISSE AG

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 30, 2012

$461M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$461M

n/a