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S••••• I•• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

S••••• I•• L••••

Advisor at N•••••• A•••••••

NEW ORLEANS, LA | Malibu, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0f28cc09-6aa7-1f67-6518-48ae096b1bda

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 20, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••	Bd affiliated wealth	Oct 6, 2023	n/a	yes	Malibu, CA\|NEW ORLEANS, LA	Current employment
W•••••••••	Former SEC adviser	Aug 20, 2021	Nov 6, 2023	no	MARINA DEL REY, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••••	N•••••• A•••••••	Nov 6, 2023	Oct 6, 2023	-31	Firm change after gap	RIA to ibd
A••••••• F•••••••• N•••••• A••••••• S•••••••• L••	W•••••••••	Jan 2, 2020

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
282202:171351:CA:2023-11-06	Nov 6, 2023	Oct 6, 2023	MARINA DEL REY, CA	Firm change after gap

Relationships

Registered with (4)

→ N•••••• A•••••••Registered adviserregistration: current employment
Oct 6, 2023 to presentfactForm ADV
→ W•••••••••Registered adviserregistration: previous registration
Aug 20, 2021 to Nov 6, 2023factForm ADV
→ A••••••• F•••••••• N•••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 14, 2017 to Jan 2, 2020factForm ADV
→ B••••• A••••••• L••

Dated events

Occurred
Nov 6, 2023
Advisor changed firm
S••••• I•• L•••• left Wealthsource? for N•••••• A••••••• (registered 2023-10-06)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0f28cc09-6aa7-1f67-6518-48ae096b1bda
First observed: Aug 20, 2015
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.