DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/15/2026
At current firm
2 y
since Oct 6, 2023
In the industry
12 y
since Jun 1, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Newedge Advisors BD affiliated currentsince Oct 6, 2023 · Malibu, Ca
- Wealthsource? formerAug 20, 2021 to Nov 6, 2023 · Marina Del Rey, Ca
- American Financial Network Advisory Services, LLC formerDec 14, 2017 to Jan 2, 2020 · Los Angeles, Ca
- Bridge Advisory LLC formerAug 20, 2015 to Dec 14, 2017 · Pasadena, Ca
Moves
a registration end followed by a registration begin elsewhere
- Wealthsource? to Newedge Advisorsleft Nov 6, 2023, registered Oct 6, 2023 (-31 days) · RIA to affiliated broker-dealer or bank · moved with a team
- American Financial Network Advisory Services, LLC to Wealthsource?left Jan 2, 2020, registered Aug 20, 2021 (596 days) · RIA to RIA
- Bridge Advisory LLC to American Financial Network Advisory Services, LLCleft Dec 14, 2017, registered Dec 14, 2017 (0 days) · Other
Signals
- Steven Ira Levin left Wealthsource? for Newedge Advisors (registered 2023-10-06)Nov 6, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address