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RIA / WealthAdvisor28 years in industry

CHARLES HENRY TRAKAS

Advisor at BROOKWOOD INVESTMENT GROUP

MIDDLETOWN, DE | PHOENIX, AZ

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Search this name across graphsid dfx:ria:0f6c5ce7-d004-1e98-c648-ca8b92ececa1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 8, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BROOKWOOD INVESTMENT GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 8, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Apr 8, 1998
First registration: Jun 8, 2006
Dual registered: no
Other names: CHARLES H. TRAKAS
IAPD individual key: 3024642

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BROOKWOOD INVESTMENT GROUP	Independent wealth	Apr 11, 2025	n/a	yes	MIDDLETOWN, DE\|PHOENIX, AZ	Current employment
REDWOOD PRIVATE WEALTH	Former SEC adviser	Jul 2, 2021	Mar 31, 2025	no	MIDDLETOWN, DE\|PHOENIX, AZ	Previous registration
VIRTUE CAPITAL MANAGEMENT, LLC	Independent wealth	May 9, 2016	Jul 2, 2021	no	Newark, DE\|BRENTWOOD, TN\|Middletown, DE	Previous registration
REDHAWK WEALTH ADVISORS, INC.	Independent wealth	Sep 25, 2012	May 10, 2016	no	MIDDLETOWN, DE	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Dec 20, 2006	Sep 20, 2012	no	WILMINGTON, DE	Previous registration
ESI FINANCIAL ADVISORS	Independent wealth	Jun 8, 2006	Dec 14, 2006	no	CHRISTIANA, DE\|CHRISTIANA, DE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
REDWOOD PRIVATE WEALTH	BROOKWOOD INVESTMENT GROUP	Mar 31, 2025	Apr 11, 2025	11	Bulk transfer	RIA to RIA
VIRTUE CAPITAL MANAGEMENT, LLC	REDWOOD PRIVATE WEALTH	Jul 2, 2021	Jul 2, 2021	0	Firm change	RIA to new firm
REDHAWK WEALTH ADVISORS, INC.	VIRTUE CAPITAL MANAGEMENT, LLC	May 10, 2016	May 9, 2016	-1	Firm change	Other
PRINCIPAL SECURITIES, INC.	REDHAWK WEALTH ADVISORS, INC.	Sep 20, 2012	Sep 25, 2012	5	Firm change	Other
ESI FINANCIAL ADVISORS	PRINCIPAL SECURITIES, INC.	Dec 14, 2006	Dec 20, 2006	6	Firm change	Other

Relationships

Registered with (6)

→ BROOKWOOD INVESTMENT GROUPRegistered adviserregistration: current employment
Apr 11, 2025 to presentfactForm ADV
→ REDWOOD PRIVATE WEALTHRegistered adviserregistration: previous registration
Jul 2, 2021 to Mar 31, 2025factForm ADV
→ VIRTUE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 9, 2016 to Jul 2, 2021factForm ADV
→ REDHAWK WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Sep 25, 2012 to May 10, 2016factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Dec 20, 2006 to Sep 20, 2012factForm ADV
→ ESI FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jun 8, 2006 to Dec 14, 2006factForm ADV

Dated events

No dated event names this entity yet.