DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Charles Henry Trakas
Feed of 09/15/2026
Also filed as Charles H. Trakas
At current firm
1 y
since Apr 11, 2025
In the industry
28 y
since Apr 8, 1998 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Brookwood Investment Group independent RIA currentsince Apr 11, 2025 · Middletown, De
- Redwood Private Wealth formerJul 2, 2021 to Mar 31, 2025 · Middletown, De
- Virtue Capital Management, LLC independent RIAMay 9, 2016 to Jul 2, 2021 · Newark, De
- Redhawk Wealth Advisors, Inc. independent RIASep 25, 2012 to May 10, 2016 · Middletown, De
- Principal Securities, Inc. BD affiliatedDec 20, 2006 to Sep 20, 2012 · Wilmington, De
- Esi Financial Advisors independent RIAJun 8, 2006 to Dec 14, 2006 · Christiana, De
Moves
a registration end followed by a registration begin elsewhere
- Redwood Private Wealth to Brookwood Investment Groupleft Mar 31, 2025, registered Apr 11, 2025 (11 days) · corporate re-registration, not a move
- Virtue Capital Management, LLC to Redwood Private Wealthleft Jul 2, 2021, registered Jul 2, 2021 (0 days) · RIA to a newly registered adviser
- Redhawk Wealth Advisors, Inc. to Virtue Capital Management, LLCleft May 10, 2016, registered May 9, 2016 (-1 days) · Other
- Principal Securities, Inc. to Redhawk Wealth Advisors, Inc.left Sep 20, 2012, registered Sep 25, 2012 (5 days) · Other
- Esi Financial Advisors to Principal Securities, Inc.left Dec 14, 2006, registered Dec 20, 2006 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address