DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

JAMES JOSEPH DUDDEY

Advisor at STRATEGIC ADVISERS LLC

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0f72b905-46ca-7ba1-de34-d428fd48864f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jun 13, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 21, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Nov 21, 1996
First registration: Jun 13, 2014
Dual registered: yes, broker-dealer
Other names: JAMES J DUDDEY|JIM DUDDEY|JAMES J DUDDEY|JAMES JOSEPH DUDDEY|JAMES JOSEPH DUDDEY
IAPD individual key: 2446871

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	MIAMI, FL	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Dec 6, 2022	Mar 31, 2025	no	MIAMI, FL	Previous registration
IP FINANCIAL ADVISORY SERVICES LLC	Independent wealth	Dec 20, 2021	Oct 26, 2022	no	Miami, FL\|CHARLOTTE, NC	Previous registration
CREATIVEONE WEALTH, LLC	Independent wealth	Oct 29, 2020	Dec 9, 2021	no	Miami, FL\|OVERLAND PARK, KS	Previous registration
PARTNERVEST ADVISORY SERVICES LLC	Former SEC adviser	Jan 28, 2019	Nov 9, 2020	no	Miami, FL\|SANTA BARBARA, CA	Previous registration
ELYSIAN CAPITAL	Former SEC adviser	Oct 23, 2018	Apr 10, 2019	no	Miami, FL\|RANCHO SANTA MARGARITA, CA	Previous registration
CEDAR CAPITAL, LLC	Former SEC adviser	Feb 10, 2015	Jan 4, 2016	no	GLEN ELLYN, IL	Previous registration
GOOD HARBOR FINANCIAL	Former SEC adviser	Jun 13, 2014	Jan 2, 2015	no	BARRINGTON, IL\|MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
IP FINANCIAL ADVISORY SERVICES LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Oct 26, 2022	Dec 6, 2022	41	Firm change	Ibd to ibd
CREATIVEONE WEALTH, LLC	IP FINANCIAL ADVISORY SERVICES LLC	Dec 9, 2021	Dec 20, 2021	11	Firm change	RIA to ibd
PARTNERVEST ADVISORY SERVICES LLC	CREATIVEONE WEALTH, LLC	Nov 9, 2020	Oct 29, 2020	-11	Bulk transfer	RIA to RIA
ELYSIAN CAPITAL	PARTNERVEST ADVISORY SERVICES LLC	Apr 10, 2019	Jan 28, 2019	-72	Firm change after gap	Other
CEDAR CAPITAL, LLC	ELYSIAN CAPITAL	Jan 4, 2016	Oct 23, 2018	1,023	Firm change after gap	Other
GOOD HARBOR FINANCIAL	CEDAR CAPITAL, LLC	Jan 2, 2015	Feb 10, 2015	39	Firm change	Other

Relationships

Registered with (8)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Dec 6, 2022 to Mar 31, 2025factForm ADV
→ IP FINANCIAL ADVISORY SERVICES LLCRegistered adviserregistration: previous registration
Dec 20, 2021 to Oct 26, 2022factForm ADV
→ CREATIVEONE WEALTH, LLCRegistered adviserregistration: previous registration
Oct 29, 2020 to Dec 9, 2021factForm ADV
→ PARTNERVEST ADVISORY SERVICES LLCRegistered adviserregistration: previous registration
Jan 28, 2019 to Nov 9, 2020factForm ADV
→ ELYSIAN CAPITALRegistered adviserregistration: previous registration
Oct 23, 2018 to Apr 10, 2019factForm ADV
→ CEDAR CAPITAL, LLCRegistered adviserregistration: previous registration
Feb 10, 2015 to Jan 4, 2016factForm ADV
→ GOOD HARBOR FINANCIALRegistered adviserregistration: previous registration
Jun 13, 2014 to Jan 2, 2015factForm ADV

Dated events

Occurred
Oct 26, 2022
Advisor changed firm
James Joseph Duddey left Ip Financial Advisory Services Llc for Fidelity Personal And Workplace Advisors (registered 2022-12-06)
Form ADVobserved 4 days ago