DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

James Joseph Duddey

Strategic Advisers LLCnational BDMiami, Fldual registrantIAPD 2446871

Feed of 09/14/2026

Also filed as James J Duddey

At current firm

1 y

since Mar 31, 2025

In the industry

29 y

since Nov 21, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Strategic Advisers LLC national BD current
since Mar 31, 2025 · Miami, Fl
Fidelity Personal And Workplace Advisors former
Dec 6, 2022 to Mar 31, 2025 · Miami, Fl
Ip Financial Advisory Services LLC independent RIA
Dec 20, 2021 to Oct 26, 2022 · Miami, Fl
Creativeone Wealth, LLC independent RIA
Oct 29, 2020 to Dec 9, 2021 · Miami, Fl
Partnervest Advisory Services LLC former
Jan 28, 2019 to Nov 9, 2020 · Miami, Fl
Elysian Capital former
Oct 23, 2018 to Apr 10, 2019 · Miami, Fl
Cedar Capital, LLC former
Feb 10, 2015 to Jan 4, 2016 · Glen Ellyn, Il
Good Harbor Financial former
Jun 13, 2014 to Jan 2, 2015 · Barrington, Il

Moves

a registration end followed by a registration begin elsewhere

Fidelity Personal And Workplace Advisors to Strategic Advisers LLC
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
Ip Financial Advisory Services LLC to Fidelity Personal And Workplace Advisors
left Oct 26, 2022, registered Dec 6, 2022 (41 days) · Affiliated broker-dealer or bank to another
Creativeone Wealth, LLC to Ip Financial Advisory Services LLC
left Dec 9, 2021, registered Dec 20, 2021 (11 days) · RIA to affiliated broker-dealer or bank
Partnervest Advisory Services LLC to Creativeone Wealth, LLC
left Nov 9, 2020, registered Oct 29, 2020 (-11 days) · corporate re-registration, not a move
Elysian Capital to Partnervest Advisory Services LLC
left Apr 10, 2019, registered Jan 28, 2019 (-72 days) · Other
Cedar Capital, LLC to Elysian Capital
left Jan 4, 2016, registered Oct 23, 2018 (1023 days) · Other
Good Harbor Financial to Cedar Capital, LLC
left Jan 2, 2015, registered Feb 10, 2015 (39 days) · Other

Signals

James Joseph Duddey left Ip Financial Advisory Services Llc for Fidelity Personal And Workplace Advisors (registered 2022-12-06)
Oct 26, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address