G••••••• M•••••

Advisor at L•••• F••• A••••••• S•••••••

Miami, FL | DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b4133f45-f42c-2e10-4c5e-4afe7166b591

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 22, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••• F••• A••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 14, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••• F••• A••••••• S•••••••	Bd affiliated wealth	Sep 15, 2025	n/a	yes	DALLAS, TX\|Miami, FL	Current employment
H••••• F••••• O••••• L••	Former SEC adviser	Sep 11, 2019	Jan 22, 2026	no	MIAMI, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••• F••••• O••••• L••	L•••• F••• A••••••• S•••••••	Jan 22, 2026	Sep 15, 2025	-129	Firm change after gap	Other
A•••••• A••••••• L••	H••••• F••••• O••••• L••	Jun 11, 2019	Sep 11, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
300709:134086:FL:2026-01-22	Jan 22, 2026	Sep 15, 2025	MIAMI, FL	Firm change after gap

Relationships

Registered with (4)

→ L•••• F••• A••••••• S•••••••Registered adviserregistration: current employment
Sep 15, 2025 to presentfactForm ADV
→ H••••• F••••• O••••• L••Registered adviserregistration: previous registration
Sep 11, 2019 to Jan 22, 2026factForm ADV
→ A•••••• A••••••• L••Registered adviserregistration: previous registration
Feb 26, 2014 to Jun 11, 2019factForm ADV
→ C••••• S••••• P•••••• A•••••••

Dated events

Occurred
Jan 22, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b4133f45-f42c-2e10-4c5e-4afe7166b591
First observed: Apr 22, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.