DFX Intelligence

D•••• J••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst21 years in industry

D•••• J••••• C••••••

Advisor at P•••••• A•••••• G••••• L••

••• Locked

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Search this name across graphsid dfx:ria:1306c138-3901-32e2-3fa9-f9d09fad777d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 13, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• A•••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 12, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Jan 1, 2025	n/a	yes	Encinitas, CA\|San Diego, CA\|MORRISTOWN, NJ	Current employment
C•••••• W••••• A•••••••	Independent wealth	Feb 4, 2019	Jan 24, 2023	no	SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• W••••• A•••••••	P•••••• A•••••• G••••• L••	Jan 24, 2023	Jan 1, 2025	708	Firm change after gap	RIA to ibd
R••••• F•••••••• A•••••••	C•••••• W••••• A•••••••	Feb 28, 2019	Feb 4, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
110315:296985:CA:2019-02-28	Feb 28, 2019	Feb 4, 2019	LA MESA, CA	Firm change

Relationships

Registered with (5)

→ P•••••• A•••••• G••••• L••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ C•••••• W••••• A•••••••Registered adviserregistration: previous registration
Feb 4, 2019 to Jan 24, 2023factForm ADV
→ R••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Apr 18, 2013 to Feb 28, 2019factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Jan 24, 2023
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1306c138-3901-32e2-3fa9-f9d09fad777d
First observed: Sep 13, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.