DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• J••••• C••••••

P•••••• A•••••• G••••• L••BD affiliatedEncinitas, Ca IA-onlyIAPD 4950458

Certified Financial Planner · Chartered Financial Analyst

Feed of 09/14/2026

Also filed as David Joseph Cariani

At current firm

1 y

since Jan 1, 2025

In the industry

21 y

since Sep 12, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Designations: CFA, CFPreportedprivateadvisorgroup.comas printed on the bio page, Sep 16, 2026
Years, as the firm states: 25reportedprivateadvisorgroup.com“David brings over 25 years of experience with investment strategies and portfolio design.”
Professional profile: privateadvisorgroup.com/our-team/david-carianireportedprivateadvisorgroup.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

P•••••• A•••••• G••••• L•• BD affiliated current
since Jan 1, 2025 · Encinitas, Ca
C•••••• W••••• A••••••• independent RIA
Feb 4, 2019 to Jan 24, 2023 · San Diego, Ca
R••••• F•••••••• A••••••• former
Apr 18, 2013 to Feb 28, 2019 · La Mesa, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 10, 2011 to Apr 12, 2013 · Sacramento, Ca
V•••••••• M••••••••• C•••••• I•• L•• unclassified
Sep 13, 2005 to Dec 14, 2008 · San Francisco, Ca

Moves

a registration end followed by a registration begin elsewhere

C•••••• W••••• A••••••• to P•••••• A•••••• G••••• L••
left Jan 24, 2023, registered Jan 1, 2025 (708 days) · RIA to affiliated broker-dealer or bank
R••••• F•••••••• A••••••• to C•••••• W••••• A•••••••
left Feb 28, 2019, registered Feb 4, 2019 (-24 days) · RIA to RIA · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R••••• F•••••••• A•••••••
left Apr 12, 2013, registered Apr 18, 2013 (6 days) · Other
V•••••••• M••••••••• C•••••• I•• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Dec 14, 2008, registered Jun 10, 2011 (908 days) · Other

Signals

David Joseph Cariani left Centura Wealth Advisory for Private Advisor Group, Llc (registered 2025-01-01)
Jan 24, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address