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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

JENNY ALICE DUNCAN

Advisor at VANGUARD ADVISERS, INC.

CHARLOTTE, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 1
On other graphs: 0
Observed: Mar 31, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VANGUARD ADVISERS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 11, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 13
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Feb 11, 1998
First registration: Mar 31, 2005
Dual registered: yes, broker-dealer
Other names: JENNY DUNCAN WILLIAMS|JENNY ALICE WILLIAMS|JENNY A DUNCAN|JENNY D LAMOND|JENNY DUNCAN WILLIAMS|JENNY D LASMOND|JENNY D LAMOND|JENNY DUNCAN LAMOND|ALICE LAMOND|JEN DUNCAN|JENNY ALYCE DUNCAN|JENNY D WILLIAMS
IAPD individual key: 1207204

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Nov 17, 2023	n/a	yes	CHARLOTTE, NC	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	Jul 15, 2020	Oct 27, 2023	no	Westlake, TX\|Lone Tree, CO\|Northlake, TX\|Austin, TX\|Westlake, TX	Previous registration
CHOREO, LLC	Independent wealth	Nov 13, 2018	May 4, 2020	no	Charlotte, NC	Previous registration
ALLSPRING FUNDS MANAGEMENT, LLC	Asset manager	Dec 22, 2016	Oct 23, 2018	no	Charlotte, NC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Sep 12, 2012	Jan 2, 2015	no	CHARLOTTE, NC\|CHARLESTON, SC\|CHARLOTTE, NC\|CHARLESTON, SC\|CHARLESTON, SC\|CHARLESTON, SC	Previous registration
ASSET & FINANCIAL PLANNING, LTD	Former SEC adviser	May 9, 2012	Jul 2, 2012	no	BOCA RATON, FL	Previous registration
BANYAN PARTNERS, LLC	Former SEC adviser	Mar 1, 2011	Nov 4, 2011	no	PALM BEACH GARDENS, FL	Previous registration
15430 ENDEAVOUR DRIVE, INC.	n/a	Nov 22, 2010	Mar 15, 2011	no	JUPITER, FL	Previous registration
WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.	n/a	Jul 12, 2010	Sep 16, 2010	no	NORTH PALM BEACH, FL\|CHARLOTTE, NC	Previous registration
BONDS.COM WEALTH MANAGEMENT, LLC	n/a	Dec 11, 2008	Dec 9, 2009	no	BOCA RATON, FL	Previous registration
1ST DISCOUNT BROKERAGE, INC.	Independent wealth	Dec 6, 2007	Oct 23, 2008	no	LAKE WORTH, FL	Previous registration
DAVENPORT & COMPANY LLC	Bd affiliated wealth	Jun 26, 2006	Nov 16, 2007	no	RICHMOND, VA\|RICHMOND, VA	Previous registration
ANDERSON & STRUDWICK, INCORPORATED	Former SEC adviser	Apr 4, 2005	Jun 19, 2006	no	RICHMOND, VA\|RICHMOND, VA	Previous registration
A&S CAPITAL ADVISORS, INC.	n/a	Mar 31, 2005	Apr 4, 2005	no	RICHMOND, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB & CO., INC.	VANGUARD ADVISERS, INC.	Oct 27, 2023	Nov 17, 2023	21	Firm change	Ibd to ibd
CHOREO, LLC	CHARLES SCHWAB & CO., INC.	May 4, 2020	Jul 15, 2020	72	Firm change	RIA to ibd
ALLSPRING FUNDS MANAGEMENT, LLC	CHOREO, LLC	Oct 23, 2018	Nov 13, 2018	21	Firm change	Other
WELLS FARGO ADVISORS	ALLSPRING FUNDS MANAGEMENT, LLC	Jan 2, 2015	Dec 22, 2016	720	Firm change after gap	Other
ASSET & FINANCIAL PLANNING, LTD	WELLS FARGO ADVISORS	Jul 2, 2012	Sep 12, 2012	72	Firm change	Other
BANYAN PARTNERS, LLC	ASSET & FINANCIAL PLANNING, LTD	Nov 4, 2011	May 9, 2012	187	Firm change	Other
15430 ENDEAVOUR DRIVE, INC.	BANYAN PARTNERS, LLC	Mar 15, 2011	Mar 1, 2011	-14	Firm change	Other
WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.	15430 ENDEAVOUR DRIVE, INC.	Sep 16, 2010	Nov 22, 2010	67	Firm change	Other
BONDS.COM WEALTH MANAGEMENT, LLC	WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.	Dec 9, 2009	Jul 12, 2010	215	Firm change	Other
1ST DISCOUNT BROKERAGE, INC.	BONDS.COM WEALTH MANAGEMENT, LLC	Oct 23, 2008	Dec 11, 2008	49	Firm change	Other
DAVENPORT & COMPANY LLC	1ST DISCOUNT BROKERAGE, INC.	Nov 16, 2007	Dec 6, 2007	20	Firm change	Other
ANDERSON & STRUDWICK, INCORPORATED	DAVENPORT & COMPANY LLC	Jun 19, 2006	Jun 26, 2006	7	Firm change	Other
A&S CAPITAL ADVISORS, INC.	ANDERSON & STRUDWICK, INCORPORATED	Apr 4, 2005	Apr 4, 2005	0	Firm change	Other

Relationships

Registered with (14)

→ VANGUARD ADVISERS, INC.Registered adviserregistration: current employment
Nov 17, 2023 to presentfactForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jul 15, 2020 to Oct 27, 2023factForm ADV
→ CHOREO, LLCRegistered adviserregistration: previous registration
Nov 13, 2018 to May 4, 2020factForm ADV
→ ALLSPRING FUNDS MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 22, 2016 to Oct 23, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 12, 2012 to Jan 2, 2015factForm ADV
→ ASSET & FINANCIAL PLANNING, LTDRegistered adviserregistration: previous registration
May 9, 2012 to Jul 2, 2012factForm ADV
→ BANYAN PARTNERS, LLCRegistered adviserregistration: previous registration
Mar 1, 2011 to Nov 4, 2011factForm ADV
→ 15430 ENDEAVOUR DRIVE, INC.Registered adviserregistration: previous registration
Nov 22, 2010 to Mar 15, 2011factForm ADV
→ WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
Jul 12, 2010 to Sep 16, 2010factForm ADV
→ BONDS.COM WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 11, 2008 to Dec 9, 2009factForm ADV
→ 1ST DISCOUNT BROKERAGE, INC.Registered adviserregistration: previous registration
Dec 6, 2007 to Oct 23, 2008factForm ADV
→ DAVENPORT & COMPANY LLCRegistered adviserregistration: previous registration
Jun 26, 2006 to Nov 16, 2007factForm ADV
→ ANDERSON & STRUDWICK, INCORPORATEDRegistered adviserregistration: previous registration
Apr 4, 2005 to Jun 19, 2006factForm ADV
→ A&S CAPITAL ADVISORS, INC.Registered adviserregistration: previous registration
Mar 31, 2005 to Apr 4, 2005factForm ADV

Dated events

Occurred
Oct 27, 2023
Advisor changed firm
Jenny Alice Duncan left Charles Schwab & Co., Inc. for Vanguard Advisers, Inc. (registered 2023-11-17)
Form ADVobserved 5 days ago