RIA Intelligence

• Vanguard Advisers, Inc. BD affiliated current
  since Nov 17, 2023 · Charlotte, Nc
• Charles Schwab & Co., Inc. national BD
  Jul 15, 2020 to Oct 27, 2023 · Westlake, Tx
• Choreo, LLC independent RIA
  Nov 13, 2018 to May 4, 2020 · Charlotte, Nc
• Allspring Funds Management, LLC asset manager
  Dec 22, 2016 to Oct 23, 2018 · Charlotte, Nc
• Wells Fargo Advisors wirehouse
  Sep 12, 2012 to Jan 2, 2015 · Charlotte, Nc
• Asset & Financial Planning, Ltd former
  May 9, 2012 to Jul 2, 2012 · Boca Raton, Fl
• Banyan Partners, LLC former
  Mar 1, 2011 to Nov 4, 2011 · Palm Beach Gardens, Fl
• 15430 Endeavour Drive, Inc. unclassified
  Nov 22, 2010 to Mar 15, 2011 · Jupiter, Fl
• Wells Fargo Insurance Services Investment Advisors, Inc. unclassified
  Jul 12, 2010 to Sep 16, 2010 · North Palm Beach, Fl
• Bonds.Com Wealth Management, LLC unclassified
  Dec 11, 2008 to Dec 9, 2009 · Boca Raton, Fl
• 1st Discount Brokerage, Inc. independent RIA
  Dec 6, 2007 to Oct 23, 2008 · Lake Worth, Fl
• Davenport & Company LLC BD affiliated
  Jun 26, 2006 to Nov 16, 2007 · Richmond, Va
• Anderson & Strudwick, Incorporated former
  Apr 4, 2005 to Jun 19, 2006 · Richmond, Va
• A&S Capital Advisors, Inc. unclassified
  Mar 31, 2005 to Apr 4, 2005 · Richmond, Va

• Charles Schwab & Co., Inc. to Vanguard Advisers, Inc.
  left Oct 27, 2023, registered Nov 17, 2023 (21 days) · Affiliated broker-dealer or bank to another
• Choreo, LLC to Charles Schwab & Co., Inc.
  left May 4, 2020, registered Jul 15, 2020 (72 days) · RIA to affiliated broker-dealer or bank
• Allspring Funds Management, LLC to Choreo, LLC
  left Oct 23, 2018, registered Nov 13, 2018 (21 days) · Other
• Wells Fargo Advisors to Allspring Funds Management, LLC
  left Jan 2, 2015, registered Dec 22, 2016 (720 days) · Other
• Asset & Financial Planning, Ltd to Wells Fargo Advisors
  left Jul 2, 2012, registered Sep 12, 2012 (72 days) · Other
• Banyan Partners, LLC to Asset & Financial Planning, Ltd
  left Nov 4, 2011, registered May 9, 2012 (187 days) · Other
• 15430 Endeavour Drive, Inc. to Banyan Partners, LLC
  left Mar 15, 2011, registered Mar 1, 2011 (-14 days) · Other
• Wells Fargo Insurance Services Investment Advisors, Inc. to 15430 Endeavour Drive, Inc.
  left Sep 16, 2010, registered Nov 22, 2010 (67 days) · Other
• Bonds.Com Wealth Management, LLC to Wells Fargo Insurance Services Investment Advisors, Inc.
  left Dec 9, 2009, registered Jul 12, 2010 (215 days) · Other
• 1st Discount Brokerage, Inc. to Bonds.Com Wealth Management, LLC
  left Oct 23, 2008, registered Dec 11, 2008 (49 days) · Other
• Davenport & Company LLC to 1st Discount Brokerage, Inc.
  left Nov 16, 2007, registered Dec 6, 2007 (20 days) · Other
• Anderson & Strudwick, Incorporated to Davenport & Company LLC
  left Jun 19, 2006, registered Jun 26, 2006 (7 days) · Other
• A&S Capital Advisors, Inc. to Anderson & Strudwick, Incorporated
  left Apr 4, 2005, registered Apr 4, 2005 (0 days) · Other

• Jenny Alice Duncan left Charles Schwab & Co., Inc. for Vanguard Advisers, Inc. (registered 2023-11-17)
  Oct 27, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address