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A••••• D••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

A••••• D••••• K••••••

Advisor at C• I••••••••• L••

ALHAMBRA, IL | AUBURN, IN

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Search this name across graphsid dfx:ria:1346874a-a4ab-5116-9777-1957bf6c3dd4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 9, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C• I••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 6, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C• I••••••••• L••	Independent wealth	Jul 6, 2026	n/a	yes	AUBURN, IN\|ALHAMBRA, IL	Current employment
A•• W••••••••• P•••••••	n/a	Jan 23, 2020	Jun 22, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•• W••••••••• P•••••••	C• I••••••••• L••	Jun 22, 2026	Jul 6, 2026	14	Firm change	Other
L•• F•••••••• L••	W••••••••• A••••••• P••••••• L••	Jan 31, 2020

Relationships

Registered with (6)

→ C• I••••••••• L••Registered adviserregistration: current employment
Jul 6, 2026 to presentfactForm ADV
→ A•• W••••••••• P•••••••Registered adviserregistration: previous registration
Jan 23, 2020 to Jun 22, 2026factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 24, 2010 to Jan 31, 2020factForm ADV
→ W••••••••• A••••••• P••••••• L••Registered adviser

Dated events

Occurred
Jun 22, 2026
Advisor changed firm
A••••• D••••• K•••••• left A•• W••••••••• P••••••• for C• I••••••••• L•• (registered 2026-07-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1346874a-a4ab-5116-9777-1957bf6c3dd4
First observed: Sep 9, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.