DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Albert Duncan Kaufman

Cx Institutional, LLCindependent RIAAlhambra, Il IA-onlyIAPD 4555119

Certified Financial Planner

Feed of 09/14/2026

Also filed as Al Kaufman

At current firm

0 y

since Jul 6, 2026

In the industry

24 y

since Sep 6, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cx Institutional, LLC independent RIA current
since Jul 6, 2026 · Auburn, In
Adk Wealthcare Partners unclassified
Jan 23, 2020 to Jun 22, 2026 · Alhambra, Il
Wealthcare Advisory Partners LLC BD affiliated
Jul 6, 2015 to Jan 21, 2020 · Alhambra, Il
LPL Financial LLC BD affiliated
Nov 24, 2010 to Jan 31, 2020 · St. Louis, Mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Mar 29, 2005 to Dec 7, 2010 · Swansea, Il
A. G. Edwards & Sons, Inc. unclassified
Sep 9, 2002 to Mar 31, 2005 · Grand Junction, Co

Moves

a registration end followed by a registration begin elsewhere

Adk Wealthcare Partners to Cx Institutional, LLC
left Jun 22, 2026, registered Jul 6, 2026 (14 days) · Other
LPL Financial LLC to Wealthcare Advisory Partners LLC
left Jan 31, 2020, registered Jul 6, 2015 (-1670 days) · Other
Wealthcare Advisory Partners LLC to Adk Wealthcare Partners
left Jan 21, 2020, registered Jan 23, 2020 (2 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to LPL Financial LLC
left Dec 7, 2010, registered Nov 24, 2010 (-13 days) · Other
A. G. Edwards & Sons, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Mar 31, 2005, registered Mar 29, 2005 (-2 days) · Other

Signals

Albert Duncan Kaufman left Adk Wealthcare Partners for Cx Institutional, Llc (registered 2026-07-06)
Jun 22, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address