DFX Intelligence

O••• B••••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

O••• B••••• R•••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Fort Worth, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:17d74797-c7e0-39e5-0721-fcd1e127ef7c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: May 23, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Apr 1, 2019	n/a	yes	Fort Worth, TX	Current employment
S••••• S••••••••• I•••	Independent wealth	Aug 15, 2017	Apr 1, 2019	no	Fort Worth, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• S••••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Apr 1, 2019	Apr 1, 2019	0	Firm change	Ibd to ibd
R••••• I••••••••• A•••••••• I•••	S••••• S••••••••• I•••	Aug 18, 2017	Aug 15, 2017

Relationships

Registered with (5)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Apr 1, 2019 to presentfactForm ADV
→ S••••• S••••••••• I•••Registered adviserregistration: previous registration
Aug 15, 2017 to Apr 1, 2019factForm ADV
→ R••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 22, 2012 to Aug 18, 2017factForm ADV
→ M•• I•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:17d74797-c7e0-39e5-0721-fcd1e127ef7c
First observed: May 23, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.