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Advisor at SALTMARSH FINANCIAL ADVISORS, LLC
PENSACOLA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SALTMARSH FINANCIAL ADVISORS, LLC | Independent wealth | Aug 8, 2024 | n/a | yes | PENSACOLA, FL | Current employment |
| TD AMERITRADE, INC. | Former SEC adviser | Sep 16, 2022 | Oct 14, 2022 | no | Germantown, TN | Previous registration |
| SCHWAB WEALTH ADVISORY, INC. | No RAUM reported | Apr 17, 2015 | Aug 15, 2019 | no | LONE TREE, CO | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jan 26, 2015 | Jul 23, 2024 | no | WESTLAKE, TX|SAN FRANCISCO, CA|Lone Tree, CO|Washington, DC|Washington, DC|Tysons Corner, VA|Germantown, TN | Previous registration |
| WAVERLY ADVISORS, LLC | Independent wealth | Apr 26, 2012 | Jan 2, 2015 | no | PENSACOLA, FL|BIRMINGHAM, AL | Previous registration |
| EAGLE STRATEGIES LLC | Bd affiliated wealth | Jun 28, 2011 | Apr 13, 2012 | no | GULF BREEZE, FL | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jul 24, 2006 | Apr 12, 2011 | no | ENGLEWOOD, CO|ENGLEWOOD, CO|ENGLEWOOD, CO | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 29, 2004 | Feb 17, 2006 | no | BIRMINGHAM, AL | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Aug 22, 2002 | Jun 25, 2003 | no | BIRMINGHAM, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | SCHWAB WEALTH ADVISORY, INC. | Jul 23, 2024 | Apr 17, 2015 | -3,385 | Channel change | Other |
| TD AMERITRADE, INC. | SALTMARSH FINANCIAL ADVISORS, LLC | Oct 14, 2022 | Aug 8, 2024 | 664 | Firm change after gap | Other |
| SCHWAB WEALTH ADVISORY, INC. | TD AMERITRADE, INC. | Aug 15, 2019 | Sep 16, 2022 | 1,128 | Firm change after gap | Other |
| WAVERLY ADVISORS, LLC | CHARLES SCHWAB & CO., INC. | Jan 2, 2015 | Jan 26, 2015 | 24 | Firm change | Other |
| EAGLE STRATEGIES LLC | WAVERLY ADVISORS, LLC | Apr 13, 2012 | Apr 26, 2012 | 13 | Firm change | Other |
| CHARLES SCHWAB & CO., INC. | EAGLE STRATEGIES LLC | Apr 12, 2011 | Jun 28, 2011 | 77 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | CHARLES SCHWAB & CO., INC. | Feb 17, 2006 | Jul 24, 2006 | 157 | Firm change | Ibd to ibd |
| MORGAN STANLEY DW INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Jun 25, 2003 | Jan 29, 2004 | 218 | Firm change | Other |