DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• C••••••••• H•••

S•••••••• F•••••••• A•••••••• L••independent RIAPensacola, FlIA-onlyIAPD 4552893

Certified Financial Planner

Feed of 09/14/2026

Also filed as Michael C Hall

At current firm

2 y

since Aug 8, 2024

In the industry

24 y

since Aug 21, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••••• F•••••••• A•••••••• L•• independent RIA current
since Aug 8, 2024 · Pensacola, Fl
T• A••••••••• I••• former
Sep 16, 2022 to Oct 14, 2022 · Germantown, Tn
S••••• W••••• A•••••••• I••• no RAUM
Apr 17, 2015 to Aug 15, 2019 · Lone Tree, Co
C•••••• S••••• • C••• I••• national BD
Jan 26, 2015 to Jul 23, 2024 · Westlake, Tx
W•••••• A•••••••• L•• independent RIA
Apr 26, 2012 to Jan 2, 2015 · Pensacola, Fl
E•••• S••••••••• L•• BD affiliated
Jun 28, 2011 to Apr 13, 2012 · Gulf Breeze, Fl
C•••••• S••••• • C••• I••• national BD
Jul 24, 2006 to Apr 12, 2011 · Englewood, Co
A••••••••• F•••••••• S•••••••• L•• national BD
Jan 29, 2004 to Feb 17, 2006 · Birmingham, Al
M••••• S•••••• D• I••• unclassified
Aug 22, 2002 to Jun 25, 2003 · Birmingham, Al

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••
left Jul 23, 2024, registered Apr 17, 2015 (-3385 days) · channel change inside one enterprise, not a move
T• A••••••••• I••• to S•••••••• F•••••••• A•••••••• L••
left Oct 14, 2022, registered Aug 8, 2024 (664 days) · Other
S••••• W••••• A•••••••• I••• to T• A••••••••• I•••
left Aug 15, 2019, registered Sep 16, 2022 (1128 days) · Other
W•••••• A•••••••• L•• to C•••••• S••••• • C••• I•••
left Jan 2, 2015, registered Jan 26, 2015 (24 days) · Other
E•••• S••••••••• L•• to W•••••• A•••••••• L••
left Apr 13, 2012, registered Apr 26, 2012 (13 days) · Other
C•••••• S••••• • C••• I••• to E•••• S••••••••• L••
left Apr 12, 2011, registered Jun 28, 2011 (77 days) · Other
A••••••••• F•••••••• S•••••••• L•• to C•••••• S••••• • C••• I•••
left Feb 17, 2006, registered Jul 24, 2006 (157 days) · Affiliated broker-dealer or bank to another
M••••• S•••••• D• I••• to A••••••••• F•••••••• S•••••••• L••
left Jun 25, 2003, registered Jan 29, 2004 (218 days) · Other

Signals

M•••••• C••••••••• H••• left T• A••••••••• I••• for S•••••••• F•••••••• A•••••••• L•• (registered 2024-08-08)
Oct 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address