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Advisor at AE WEALTH MANAGEMENT, LLC
Dayton, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Feb 6, 2024 | n/a | yes | Dayton, OH | Current employment |
| ARKADIOS WEALTH ADVISORS | Bd affiliated wealth | Sep 14, 2022 | Mar 29, 2024 | no | Dayton, OH | Previous registration |
| KALOS MANAGEMENT | Former SEC adviser | Apr 13, 2021 | Sep 8, 2022 | no | Dayton, OH | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Aug 19, 2013 | Dec 6, 2018 | no | MIAMISBURG, OH|MIDDLETOWN, OH|SPRINGBORO, OH|SPRINGBORO, OH|DAYTON, OH|DAYTON, OH | Previous registration |
| HUNTINGTON FINANCIAL ADVISORS | Bd affiliated wealth | Jan 5, 2012 | Aug 5, 2013 | no | WEST CHESTER, OH|CENTERVILLE, OH|FRANKLIN, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARKADIOS WEALTH ADVISORS | AE WEALTH MANAGEMENT, LLC | Mar 29, 2024 | Feb 6, 2024 | -52 | Firm change after gap | Ibd to ibd |
| KALOS MANAGEMENT | ARKADIOS WEALTH ADVISORS | Sep 8, 2022 | Sep 14, 2022 | 6 | Firm change | Ibd to ibd |
| PNC WEALTH MANAGEMENT | KALOS MANAGEMENT | Dec 6, 2018 | Apr 13, 2021 | 859 | Firm change after gap | Ibd to ibd |
| HUNTINGTON FINANCIAL ADVISORS | PNC WEALTH MANAGEMENT | Aug 5, 2013 | Aug 19, 2013 | 14 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 288863:282580:OH:2024-03-29 | Mar 29, 2024 | Feb 6, 2024 | DAYTON, OH | Firm change after gap |
| 133025:288863:OH:2022-09-08 | Sep 8, 2022 | Sep 14, 2022 | DAYTON, OH | Firm change |