DFX Intelligence
Reading the graph
Reading the graph
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Advisor at H••• P••••••••• A•••••••• L••
PITTSFORD, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| H••• P••••••••• A•••••••• L•• | Independent wealth | Aug 26, 2021 | n/a | yes | PITTSFORD, NY | Current employment |
| F•••••••• S••••••••• C•••• | No RAUM reported | Nov 16, 2009 | Jul 22, 2014 | no | ROCHESTER, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••••••• S••••••••• C•••• | H••• P••••••••• A•••••••• L•• | Jul 22, 2014 | Aug 26, 2021 | 2,592 | Firm change after gap | Other |
| F•••••••• I••••••••• C••••••••• | F•••••••• S••••••••• C•••• | Jul 22, 2014 | Nov 16, 2009 |
| F•••••••• I••••••••• C••••••••• | Institutional manager | Apr 15, 2009 | Jul 22, 2014 | no | PITTSBURGH, PA | Previous registration |
| F•••••••• G••••• I••••••••• M••••••••• C•••• | Asset manager | Feb 4, 2009 | Jul 22, 2014 | no | ROCHESTER, NY | Previous registration |
| -1,709 |
| Channel change |
| Other |
| F•••••••• G••••• I••••••••• M••••••••• C•••• | F•••••••• I••••••••• C••••••••• | Jul 22, 2014 | Apr 15, 2009 | -1,924 | Channel change | Other |