RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Stephen Joseph Carl
- Title
- Chief Executive Officerreportedhighprobabilityadvisors.comfirm site, Sep 15, 2026
- Investment committee
- “He is also a member of the firm’s investment committee.”reportedhighprobabilityadvisors.comthe sentence on the bio page
- Professional profile
- highprobabilityadvisors.com/our-firm/our-team/stephen-j-carl-j-dreportedhighprobabilityadvisors.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- High Probability Advisors, LLC independent RIA currentsince Aug 26, 2021 · Pittsford, Ny
- Federated Securities Corp. no RAUMNov 16, 2009 to Jul 22, 2014 · Rochester, Ny
- Federated Investment Counseling institutionalApr 15, 2009 to Jul 22, 2014 · Pittsburgh, Pa
- Federated Global Investment Management Corp. asset managerFeb 4, 2009 to Jul 22, 2014 · Rochester, Ny
- Federated Securities Corp. to High Probability Advisors, LLCleft Jul 22, 2014, registered Aug 26, 2021 (2592 days) · Other
- Federated Investment Counseling to Federated Securities Corp.left Jul 22, 2014, registered Nov 16, 2009 (-1709 days) · channel change inside one enterprise, not a move
- Federated Global Investment Management Corp. to Federated Investment Counselingleft Jul 22, 2014, registered Apr 15, 2009 (-1924 days) · channel change inside one enterprise, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address