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RIA / WealthAdvisor20 years in industry

Thomas Vincent Winkler

Advisor at APTUS CAPITAL ADVISORS, LLC

FAIRHOPE, AL | MT. PLEASANT, SC

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Search this name across graphsid dfx:ria:1d31ca2a-119d-8afb-be4a-5c3a02f3da67

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 0
Dated events: 2
On other graphs: 0
Observed: Jan 22, 2014 to Sep 17, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: APTUS CAPITAL ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 29, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Aug 29, 2006
First registration: Jan 22, 2014
Dual registered: no
Other names: TOM WINKLER
IAPD individual key: 4850014

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
APTUS CAPITAL ADVISORS, LLC	Independent wealth	Sep 16, 2026	n/a	yes	FAIRHOPE, AL\|MT. PLEASANT, SC	Current employment
VIRTUS INVESTMENT ADVISERS, LLC	Asset manager	Feb 3, 2026	Aug 31, 2026	no	MOUNT PLEASANT, SC\|HARTFORD, CT	Previous registration
THORNBURG INVESTMENT MANAGEMENT INC	Asset manager	Apr 24, 2025	Jan 29, 2026	no	Mount Pleasant, SC\|SANTA FE, NM	Previous registration
HARTFORD FUNDS	Asset manager	Jan 28, 2015	Mar 7, 2025	no	MOUNT PLEASANT, SC\|WAYNE, PA\|Mount Pleasant, SC	Previous registration
HARTFORD FUNDS	Asset manager	Jan 22, 2014	Dec 31, 2014	no	MOUNT PLEASANT, SC\|WAYNE, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VIRTUS INVESTMENT ADVISERS, LLC	APTUS CAPITAL ADVISORS, LLC	Aug 31, 2026	Sep 16, 2026	16	Firm change	Other
THORNBURG INVESTMENT MANAGEMENT INC	VIRTUS INVESTMENT ADVISERS, LLC	Jan 29, 2026	Feb 3, 2026	5	Firm change	Other
HARTFORD FUNDS	THORNBURG INVESTMENT MANAGEMENT INC	Mar 7, 2025	Apr 24, 2025	48	Firm change	Other

Relationships

No published relationship touches this entity yet.

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 31, 2026
Advisor changed firm
Thomas Vincent Winkler left Virtus Investment Advisers, LLC for Aptus Capital Advisors, LLC (registered 2026-09-16)
Form ADVobserved 2 days ago

Show 1 bookkeeping events

Occurred
Sep 16, 2026
Thomas Vincent Winkler registered as an investment adviser representative at Aptus Capital Advisors, Llc