RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• T••••• B••••••••
- P••••••••• B•••••••• S•••••••• I••• independent RIA currentsince Mar 6, 2025 · Green Bay, Wi
- P•• A••••••• S•••••••• L•• independent RIAJun 15, 2020 to Mar 7, 2025 · Albany, Ny
- M••••••• A•••••••• I•• formerNov 12, 2014 to Jul 15, 2020 · Clinton Twp., Mi
- R••••• I••••••••• A•••••••• I•• BD affiliatedJul 29, 2011 to Oct 16, 2014 · Wilmington, De
- T•• C•••••• A••••••• G••••• L•• unclassifiedJun 16, 2011 to Jul 21, 2011 · Shelby Township, Mi
- Q• A•••• M••••••••• C••••••••• mixed wealthOct 29, 2010 to Apr 19, 2011 · Birmingham, Mi
- P•• A••••••• S•••••••• L•• to P••••••••• B•••••••• S•••••••• I•••left Mar 7, 2025, registered Mar 6, 2025 (-1 days) · RIA to RIA
- M••••••• A•••••••• I•• to P•• A••••••• S•••••••• L••left Jul 15, 2020, registered Jun 15, 2020 (-30 days) · Other · moved with a team
- R••••• I••••••••• A•••••••• I•• to M••••••• A•••••••• I••left Oct 16, 2014, registered Nov 12, 2014 (27 days) · Other
- T•• C•••••• A••••••• G••••• L•• to R••••• I••••••••• A•••••••• I••left Jul 21, 2011, registered Jul 29, 2011 (8 days) · Other
- Q• A•••• M••••••••• C••••••••• to T•• C•••••• A••••••• G••••• L••left Apr 19, 2011, registered Jun 16, 2011 (58 days) · Other
- C••••••••• T••••• B•••••••• left P•• A••••••• S•••••••• L•• for P••••••••• B•••••••• S•••••••• I••• (registered 2025-03-06)Mar 7, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address