DFX Intelligence

A•••••• C••••••••• R••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner13 years in industry

A•••••• C••••••••• R••

Advisor at C••••••••• W••••• M•••••••••

Portland, OR | BELLEVUE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1f879dec-e4fd-d863-3374-b397dc3a83e1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Jun 28, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 28, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W••••• M•••••••••	Independent wealth	Jun 3, 2025	n/a	yes	Portland, OR\|BELLEVUE, WA	Current employment
C•••• H••• P•••••••• L••	Former SEC adviser	May 3, 2022	Jun 18, 2025	no	PORTLAND, OR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• H••• P•••••••• L••	C••••••••• W••••• M•••••••••	Jun 18, 2025	Jun 3, 2025	-15	Firm change	RIA to RIA
L•• F•••••••• L••	C•••• H••• P•••••••• L••	Apr 21, 2022	May 3, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
168252:108805:OR:2025-06-17	Jun 18, 2025	Jun 3, 2025	PORTLAND, OR	Firm change

Relationships

Registered with (7)

→ C••••••••• W••••• M•••••••••Registered adviserregistration: current employment
Jun 3, 2025 to presentfactForm ADV
→ C•••• H••• P•••••••• L••Registered adviserregistration: previous registration
May 3, 2022 to Jun 18, 2025factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 10, 2021 to Apr 21, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Jun 18, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 21, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f879dec-e4fd-d863-3374-b397dc3a83e1
First observed: Jun 28, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.