DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••••• C••••••••• R••

C••••••••• W••••• M•••••••••independent RIAPortland, Or IA-onlyIAPD 6186353

Certified Financial Planner

Feed of 09/15/2026

Also filed as A•••••• C••••••••• R••

At current firm

1 y

since Jun 3, 2025

In the industry

13 y

since Jun 28, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• W••••• M••••••••• independent RIA current
since Jun 3, 2025 · Portland, Or
C•••• H••• P•••••••• L•• former
May 3, 2022 to Jun 18, 2025 · Portland, Or
L•• F•••••••• L•• BD affiliated
Feb 10, 2021 to Apr 21, 2022 · Wilsonville, Or
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 15, 2019 to Jan 27, 2021 · Portland, Or
T•• I••••••••• A•••• M••••••••• L•• independent RIA
Feb 7, 2018 to Sep 23, 2019 · Portland, Or
U••• B•••••• I••••••••• I••• former
May 9, 2017 to Feb 7, 2018 · Newberg, Or
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 21, 2014 to May 11, 2017 · Vancouver, Wa
M••••• S•••••• wirehouse
Jun 28, 2013 to Jan 15, 2014 · Portland, Or

Moves

a registration end followed by a registration begin elsewhere

C•••• H••• P•••••••• L•• to C••••••••• W••••• M•••••••••
left Jun 18, 2025, registered Jun 3, 2025 (-15 days) · RIA to RIA · moved with a team
L•• F•••••••• L•• to C•••• H••• P•••••••• L••
left Apr 21, 2022, registered May 3, 2022 (12 days) · RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••
left Jan 27, 2021, registered Feb 10, 2021 (14 days) · Wirehouse to affiliated broker-dealer or bank
T•• I••••••••• A•••• M••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Sep 23, 2019, registered Oct 15, 2019 (22 days) · RIA to wirehouse
U••• B•••••• I••••••••• I••• to T•• I••••••••• A•••• M••••••••• L••
left Feb 7, 2018, registered Feb 7, 2018 (0 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U••• B•••••• I••••••••• I•••
left May 11, 2017, registered May 9, 2017 (-2 days) · Other
M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jan 15, 2014, registered Feb 21, 2014 (37 days) · Wirehouse to wirehouse

Signals

A•••••• C••••••••• R•• left C•••• H••• P•••••••• L•• for C••••••••• W••••• M••••••••• (registered 2025-06-03)
Jun 18, 2025 · Advisor changed firm · fact
A•••••• C••••••••• R•• left L•• F•••••••• L•• for C•••• H••• P•••••••• L•• (registered 2022-05-03)
Apr 21, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address