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R•••• E•••••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

R•••• E•••••••• L••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Madison, WI

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Search this name across graphsid dfx:ria:206566d1-7589-4315-2fd1-270b84d7bf77

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 7, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 4, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Apr 6, 2023	n/a	yes	Madison, WI	Current employment
S••••• C•••••• S•••••••• L••	No RAUM reported	Jan 10, 2017	Oct 1, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
V••••• C•••••• M••••••••• L••	S••••• C•••••• S•••••••• L••	Apr 7, 2021	Oct 4, 2016	-1,646	Firm change after gap	Other
S••••• C•••••• S•••••••• L••	A••••••••• F•••••••• S•••••••• L••	Oct 1, 2019

Relationships

Registered with (5)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Apr 6, 2023 to presentfactForm ADV
→ V••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 1, 2015 to Apr 7, 2021factForm ADV
→ S••••• C•••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 10, 2017 to Oct 1, 2019factForm ADV
→ S•••••••• F•••••••• G••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:206566d1-7589-4315-2fd1-270b84d7bf77
First observed: May 7, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.