DFX Intelligence
Reading the graph
Reading the graph
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Advisor at H•••••••• A•••••••• L••
CHICAGO, IL | BROOKLINE, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| H•••••••• A•••••••• L•• | Bd affiliated wealth | Oct 15, 2024 | n/a | yes | BROOKLINE, MA|CHICAGO, IL | Current employment |
| M•••••• I••••••••• | I•••••••••_WEALTH | May 10, 2022 | Sep 30, 2024 | no | Brookline, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• I••••••••• | H•••••••• A•••••••• L•• | Sep 30, 2024 | Oct 15, 2024 | 15 | Firm change | RIA to ibd |
| A••••••••• L•• | M•••••• I••••••••• | Mar 30, 2022 | May 10, 2022 |
| A••••••••• L•• | Former SEC adviser | Nov 3, 2020 | Mar 30, 2022 | no | 1318 Beacon Street, MA|LOS ANGELES, CA | Previous registration |
| V•• G••••• A••••••• L•• | Former SEC adviser | Nov 28, 2014 | Oct 16, 2020 | no | BROOKLINE, MA | Previous registration |
| I••••••••• A•••••••• I••••••••• A••••••• | I•••••••••_WEALTH | Oct 8, 2013 | May 1, 2015 | no | BOSTON, MA | Previous registration |
| T•• F•••••••• | Former SEC adviser | Mar 6, 2012 | Jan 5, 2013 | no | NEWTON, MA | Previous registration |
| F•••••••• T•••• I••••••••• L•• | Bank affiliated wealth | Jan 26, 2009 | Feb 8, 2011 | no | LINCOLN, MA | Previous registration |
| S••••• B••••• | Former SEC adviser | Aug 18, 2005 | Apr 23, 2008 | no | BOSTON, MA | Previous registration |
| Bulk transfer |
| RIA to RIA |
| V•• G••••• A••••••• L•• | A••••••••• L•• | Oct 16, 2020 | Nov 3, 2020 | 18 | Firm change | RIA to RIA |
| I••••••••• A•••••••• I••••••••• A••••••• | V•• G••••• A••••••• L•• | May 1, 2015 | Nov 28, 2014 | -154 | Firm change after gap | Other |
| T•• F•••••••• | I••••••••• A•••••••• I••••••••• A••••••• | Jan 5, 2013 | Oct 8, 2013 | 276 | Firm change | Other |
| F•••••••• T•••• I••••••••• L•• | T•• F•••••••• | Feb 8, 2011 | Mar 6, 2012 | 392 | Firm change | Other |
| S••••• B••••• | F•••••••• T•••• I••••••••• L•• | Apr 23, 2008 | Jan 26, 2009 | 278 | Firm change | Other |