DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
P••• D• S•••••••• LLC, CRD 318800
NEWARK, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B•••••••• S••••• E••••• | MANAGER, BOARD OF MANAGERS, EXECUTIVE VICE PRESIDENT | Na | yes | 01/2024 | Jan 24, 2024 | Mar 27, 2024 |
| D••••••••• C•••••• | CHIEF LEGAL OFFICER | Na | yes | 01/2024 | Jan 24, 2024 | Mar 27, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| P•••• I••• | n/a | Other adviser | $1132B | Y | yes | n/a |
| P••• I••••••••• L•• | n/a | Asset manager | $345B | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $6.9B | $1.2B | 454.8% | n/a | n/a | 66 | 70 | 0 | 0 |
| MANAGER, BOARD OF MANAGERS, PRESIDENT |
| Na |
| yes |
| 04/2022 |
| May 2, 2022 |
| Mar 27, 2024 |
| M••••••••• J••••• | MEMBER, BOARD OF MANAGERS | Na | yes | 09/2021 | May 2, 2022 | Mar 27, 2024 |
| O••••• B••••••• G••••• | MANAGER, BOARD OF MANAGERS, CHIEF FINANCIAL OFFICER, EXECUTIVE VICE PRESIDENT | Na | yes | 01/2024 | Jan 24, 2024 | Mar 27, 2024 |
| P•••••••• D••• | CHIEF COMPLIANCE OFFICER | Na | yes | 11/2021 | May 2, 2022 | Mar 27, 2024 |
| P•••••• S•••••• S•••••• | CHIEF EXECUTIVE OFFICER | Na | yes | 01/2024 | Jan 24, 2024 | Mar 27, 2024 |
| P••• H•••••• C•••••• L•• | PARENT OF SOLE MEMBER | E | yes | 01/2024 | May 2, 2022 | Mar 27, 2024 |
| P••• H•••••• L•• | SOLE MEMBER | E | yes | 01/2024 | Jan 24, 2024 | Mar 27, 2024 |
| P••••••••• F••••••••• I••• | Owner | E | yes | 09/2021 | May 2, 2022 | Mar 27, 2024 |
| S•••••• J•••• R•••• | CHIEF OPERATING OFFICER | Na | yes | 01/2024 | Jan 24, 2024 | Mar 27, 2024 |
| n/a |
| Asset manager |
| $215B |
| N |
| yes |
| n/a |
| P••• Q••••••••• S•••••••• L•• | n/a | Asset manager | $111B | Y | yes | n/a |
| P••• P•••••••• A••••••• L•• | n/a | Former SEC adviser | $26B | N | yes | n/a |
| P••• P•••••• P•••••••• I••••••••• L••• | n/a | Institutional manager | $24B | N | yes | n/a |
| P••• C••••• H•••••• L•• | n/a | Independent wealth | $6.9B | N | yes | n/a |
| P••• W••••••• L•• | n/a | Former SEC adviser | $1.6B | N | yes | n/a |
| P••• R••• E••••• A••••••• L•• | n/a | No RAUM reported | $0 | N | yes | n/a |
| P••••••••• I••••••••• M••••••••• S••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| P••••••••• T•••• C•••••• | n/a | n/a | n/a | N | yes | n/a |
| T•• P••••••••• I•••••••• C•••••• O• A•••••• | n/a | n/a | n/a | N | yes | n/a |
| $6.9B |
| $6.9B |
| 66 |
| 5 |
| 0 |
| n/a |
| n/a |
| 2024 | Mar 26, 2025 | $1.2B | $1.2B | 70 | 5 | 0 | n/a | n/a |
| 2023 | Mar 27, 2024 | $1.3B | $1.3B | 45 | 5 | 0 | n/a | n/a |
| 2022 | Mar 28, 2023 | n/a | n/a | 48 | 7 | 0 | n/a | n/a |