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RIA / WealthAdvisor26 years in industry

Jason Barrett Moore

Advisor at STRATEGIC WEALTH INVESTMENT GROUP, LLC

LOUISVILLE, KY | Atlanta, GA

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Search this name across graphsid dfx:ria:242bc6e0-3518-4b93-c3d7-e99e895f9646

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 7, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC WEALTH INVESTMENT GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 3, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 4
Exams: S66|S65|S63
First exam: Feb 3, 2000
First registration: Apr 7, 2009
Dual registered: no
Other names: Jason Barrett Moore|Jason B Moore|Jason Moore
IAPD individual key: 4086730

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC WEALTH INVESTMENT GROUP, LLC	Independent wealth	Jul 6, 2022	n/a	yes	LOUISVILLE, KY\|Atlanta, GA	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	Jan 4, 2022	Jun 14, 2022	no	Atlanta, GA	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Sep 4, 2018	Nov 1, 2019	no	ATLANTA, GA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 29, 2016	Aug 29, 2018	no	Alphareta, GA\|FORT MILL, SC	Previous registration
PUTNAM INVESTMENT MANAGEMENT, LLC	Asset manager	Dec 11, 2015	Aug 24, 2016	no	Andover, MA\|BOSTON, MA	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Apr 7, 2009	Nov 10, 2010	no	DES MOINES, IA\|Folsom, CA\|SANTA ROSA, CA\|DES MOINES, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	STRATEGIC WEALTH INVESTMENT GROUP, LLC	Jun 14, 2022	Jul 6, 2022	22	Firm change	Ibd to RIA
FSC SECURITIES CORPORATION	AVANTAX ADVISORY SERVICES	Nov 1, 2019	Jan 4, 2022	795	Firm change after gap	Ibd to ibd
LPL FINANCIAL LLC	FSC SECURITIES CORPORATION	Aug 29, 2018	Sep 4, 2018	6	Firm change	RIA to ibd
PUTNAM INVESTMENT MANAGEMENT, LLC	LPL FINANCIAL LLC	Aug 24, 2016	Sep 29, 2016	36	Firm change	Other
PRINCIPAL SECURITIES, INC.	PUTNAM INVESTMENT MANAGEMENT, LLC	Nov 10, 2010	Dec 11, 2015	1,857	Firm change after gap	Other

Relationships

Registered with (6)

→ STRATEGIC WEALTH INVESTMENT GROUP, LLCRegistered adviserregistration: current employment
Jul 6, 2022 to presentfactForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Jan 4, 2022 to Jun 14, 2022factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Sep 4, 2018 to Nov 1, 2019factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 29, 2016 to Aug 29, 2018factForm ADV
→ PUTNAM INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 11, 2015 to Aug 24, 2016factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Apr 7, 2009 to Nov 10, 2010factForm ADV

Dated events

Occurred
Jun 14, 2022
Advisor changed firm
Jason Barrett Moore left Avantax Advisory Services for Strategic Wealth Investment Group, Llc (registered 2022-07-06)
Form ADVobserved 4 days ago