DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jason Barrett Moore
Feed of 09/15/2026
Also filed as Jason Barrett Moore
At current firm
4 y
since Jul 6, 2022
In the industry
26 y
since Feb 3, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Strategic Wealth Investment Group, LLC independent RIA currentsince Jul 6, 2022 · Louisville, Ky
- Avantax Advisory Services formerJan 4, 2022 to Jun 14, 2022 · Atlanta, Ga
- Fsc Securities Corporation formerSep 4, 2018 to Nov 1, 2019 · Atlanta, Ga
- LPL Financial LLC BD affiliatedSep 29, 2016 to Aug 29, 2018 · Alphareta, Ga
- Putnam Investment Management, LLC asset managerDec 11, 2015 to Aug 24, 2016 · Andover, Ma
- Principal Securities, Inc. BD affiliatedApr 7, 2009 to Nov 10, 2010 · Des Moines, Ia
Moves
a registration end followed by a registration begin elsewhere
- Avantax Advisory Services to Strategic Wealth Investment Group, LLCleft Jun 14, 2022, registered Jul 6, 2022 (22 days) · Affiliated broker-dealer or bank to independent RIA
- Fsc Securities Corporation to Avantax Advisory Servicesleft Nov 1, 2019, registered Jan 4, 2022 (795 days) · Affiliated broker-dealer or bank to another
- LPL Financial LLC to Fsc Securities Corporationleft Aug 29, 2018, registered Sep 4, 2018 (6 days) · RIA to affiliated broker-dealer or bank
- Putnam Investment Management, LLC to LPL Financial LLCleft Aug 24, 2016, registered Sep 29, 2016 (36 days) · Other
- Principal Securities, Inc. to Putnam Investment Management, LLCleft Nov 10, 2010, registered Dec 11, 2015 (1857 days) · Other
Signals
- Jason Barrett Moore left Avantax Advisory Services for Strategic Wealth Investment Group, Llc (registered 2022-07-06)Jun 14, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address