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Advisor at HIGHPOINT PLANNING PARTNERS
St. Charles, IL | DOWNERS GROVE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHPOINT PLANNING PARTNERS | Independent wealth | Dec 8, 2021 | n/a | yes | St. Charles, IL|DOWNERS GROVE, IL | Current employment |
| HIGHPOINT ADVISOR GROUP, LLC | Former SEC adviser | Mar 10, 2014 | Dec 31, 2021 | no | ST. CHARLES, IL|DOWNERS GROVE, IL|St. Charles, IL | Previous registration |
| CB3 FINANCIAL GROUP, INC. | State registered | Nov 1, 2011 | Dec 4, 2015 | no | GLEN ELLYN, IL | Previous registration |
| WORLD EQUITY GROUP, INC. | Bd affiliated wealth | Jan 9, 2008 | Mar 7, 2014 | no | GENEVA, IL|SCHAUMBURG, IL|SCHAUMBURG, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HIGHPOINT ADVISOR GROUP, LLC | HIGHPOINT PLANNING PARTNERS | Dec 31, 2021 | Dec 8, 2021 | -23 | Bulk transfer | RIA to new firm |
| CB3 FINANCIAL GROUP, INC. | HIGHPOINT ADVISOR GROUP, LLC | Dec 4, 2015 | Mar 10, 2014 | -634 | Firm change after gap | Other |
| WORLD EQUITY GROUP, INC. | CB3 FINANCIAL GROUP, INC. | Mar 7, 2014 | Nov 1, 2011 | -857 | Firm change after gap | Other |