DFX Intelligence

E••• M••••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

E••• M••••• H••••••

Advisor at C• I••••••••• L••

AUBURN, IN

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Search this name across graphsid dfx:ria:851692cc-1f6a-a506-10f5-18a88147a3fe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 3, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C• I••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 3, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C• I••••••••• L••	Independent wealth	Mar 29, 2018	n/a	yes	AUBURN, IN	Current employment
C•• A•••••••• L••	No RAUM reported	May 17, 2019	Sep 22, 2020	no	AUBURN, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•• A•••••••• L••	n/a	Sep 22, 2020	n/a	n/a	Departure no registered destination	Departure
H•••• W••••• P•••••••	C• I••••••••• L••	Aug 15, 2018	Mar 29, 2018	-139

Team moves

••• Locked

Team	Left	Joined	From	Kind
153880:292627:IN:2018-08-15	Aug 15, 2018	Mar 29, 2018	AUBURN, IN	Firm change after gap

Relationships

Registered with (4)

→ C• I••••••••• L••Registered adviserregistration: current employment
Mar 29, 2018 to presentfactForm ADV
→ C•• A•••••••• L••Registered adviserregistration: previous registration
May 17, 2019 to Sep 22, 2020factForm ADV
→ H•••• W••••• P•••••••Registered adviserregistration: previous registration
Jan 15, 2016 to Aug 15, 2018factForm ADV
→ E••••••• T•••• C••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:851692cc-1f6a-a506-10f5-18a88147a3fe
First observed: Apr 3, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.