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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

Colleen Marie Etue

Advisor at ALIGHT FINANCIAL ADVISORS, LLC

CHARLOTTE, NC | Traverse City, MI

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Search this name across graphsid dfx:ria:24ac3dad-c76d-6905-c42e-3616f7068136

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 6, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALIGHT FINANCIAL ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 31, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jul 31, 2007
First registration: Sep 6, 2007
Dual registered: yes, broker-dealer
Other names: COLLEEN LEFEVRE|COLLEEN ITCHUE|COLLEEN ETUE
IAPD individual key: 5324748

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALIGHT FINANCIAL ADVISORS, LLC	Independent wealth	May 31, 2024	n/a	yes	Traverse City, MI\|CHARLOTTE, NC	Current employment
TRANSAMERICA RETIREMENT ADVISORS, LLC	Bd affiliated wealth	Mar 18, 2019	May 6, 2024	no	Traverse City, MI\|Traverse City, MI\|Traverse City, MI\|Traverse City, MI	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Apr 20, 2017	Mar 8, 2019	no	TRAVERSE CITY, MI\|Williamsburg, MI\|CEDAR, MI\|TRAVERSE CITY, MI	Previous registration
MORGAN STANLEY	Wirehouse	Oct 24, 2014	Jul 22, 2016	no	Traverse City, MI	Previous registration
HUNTINGTON FINANCIAL ADVISORS	Bd affiliated wealth	Jun 9, 2011	Sep 12, 2014	no	TRAVERSE CITY, MI\|TRAVERSE CITY, MI	Previous registration
EDWARD JONES	National bd RIA	Sep 6, 2007	Jun 7, 2011	no	TRAVERSE CITY, MI\|ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRANSAMERICA RETIREMENT ADVISORS, LLC	ALIGHT FINANCIAL ADVISORS, LLC	May 6, 2024	May 31, 2024	25	Firm change	Ibd to RIA
J.P. MORGAN SECURITIES LLC	TRANSAMERICA RETIREMENT ADVISORS, LLC	Mar 8, 2019	Mar 18, 2019	10	Firm change	Wirehouse to RIA
MORGAN STANLEY	J.P. MORGAN SECURITIES LLC	Jul 22, 2016	Apr 20, 2017	272	Firm change	Wirehouse to wirehouse
HUNTINGTON FINANCIAL ADVISORS	MORGAN STANLEY	Sep 12, 2014	Oct 24, 2014	42	Firm change	Other
EDWARD JONES	HUNTINGTON FINANCIAL ADVISORS	Jun 7, 2011	Jun 9, 2011	2	Firm change	Other

Relationships

Registered with (6)

→ ALIGHT FINANCIAL ADVISORS, LLCRegistered adviserregistration: current employment
May 31, 2024 to presentfactForm ADV
→ TRANSAMERICA RETIREMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 18, 2019 to May 6, 2024factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Apr 20, 2017 to Mar 8, 2019factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Oct 24, 2014 to Jul 22, 2016factForm ADV
→ HUNTINGTON FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jun 9, 2011 to Sep 12, 2014factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Sep 6, 2007 to Jun 7, 2011factForm ADV

Dated events

Occurred
May 6, 2024
Advisor changed firm
Colleen Marie Etue left Transamerica Retirement Advisors, Llc for Alight Financial Advisors, Llc (registered 2024-05-31)
Form ADVobserved 5 days ago