DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Colleen Marie Etue
Feed of 09/15/2026
Also filed as Colleen Lefevre
At current firm
2 y
since May 31, 2024
In the industry
19 y
since Jul 31, 2007 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Alight Financial Advisors, LLC independent RIA currentsince May 31, 2024 · Traverse City, Mi
- Transamerica Retirement Advisors, LLC BD affiliatedMar 18, 2019 to May 6, 2024 · Traverse City, Mi
- J.P. Morgan Securities LLC wirehouseApr 20, 2017 to Mar 8, 2019 · Traverse City, Mi
- Morgan Stanley wirehouseOct 24, 2014 to Jul 22, 2016 · Traverse City, Mi
- Huntington Financial Advisors BD affiliatedJun 9, 2011 to Sep 12, 2014 · Traverse City, Mi
- Edward Jones national BDSep 6, 2007 to Jun 7, 2011 · Traverse City, Mi
Moves
a registration end followed by a registration begin elsewhere
- Transamerica Retirement Advisors, LLC to Alight Financial Advisors, LLCleft May 6, 2024, registered May 31, 2024 (25 days) · Affiliated broker-dealer or bank to independent RIA
- J.P. Morgan Securities LLC to Transamerica Retirement Advisors, LLCleft Mar 8, 2019, registered Mar 18, 2019 (10 days) · Wirehouse to independent RIA
- Morgan Stanley to J.P. Morgan Securities LLCleft Jul 22, 2016, registered Apr 20, 2017 (272 days) · Wirehouse to wirehouse
- Huntington Financial Advisors to Morgan Stanleyleft Sep 12, 2014, registered Oct 24, 2014 (42 days) · Other
- Edward Jones to Huntington Financial Advisorsleft Jun 7, 2011, registered Jun 9, 2011 (2 days) · Other
Signals
- Colleen Marie Etue left Transamerica Retirement Advisors, Llc for Alight Financial Advisors, Llc (registered 2024-05-31)May 6, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address