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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

Andrew Jonathan Douglas

Advisor at FOUNDERS FINANCIAL SECURITIES, LLC

Hockessin, DE

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Search this name across graphsid dfx:ria:24ad55be-a0dd-3aeb-97de-a1874f63582e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 26, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOUNDERS FINANCIAL SECURITIES, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 26, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Aug 26, 2013
First registration: Aug 26, 2013
Dual registered: yes, broker-dealer
Other names: ANDREW JONATHAN DOUGLAS|DREW DOUGLAS|ANDREW DOUGLAS
IAPD individual key: 6197362

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOUNDERS FINANCIAL SECURITIES, LLC	Independent wealth	Oct 27, 2022	n/a	yes	Hockessin, DE	Current employment
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Jan 7, 2019	Sep 22, 2022	no	CONSHOHOCKEN, PA\|NORRISTOWN, PA\|PHOENIXVILLE, PA\|PHOENIXVILLE, PA\|NORRISTOWN, PA\|POTTSTOWN, PA\|TRAPPE, PA\|LIMERICK, PA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 20, 2017	Jan 14, 2019	no	WILMINGTON, DE	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 18, 2014	Sep 19, 2017	no	CLOVIS, CA\|SANTA CLARITA, CA\|CLOVIS, CA\|FRESNO, CA\|VISALIA, CA\|KINGSBURG, CA\|CLOVIS, CA\|VISALIA, CA\|KINGSBURG, CA	Previous registration
MORGAN STANLEY	Wirehouse	Aug 26, 2013	Apr 3, 2014	no	Fresno, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIZENS SECURITIES, INC.	FOUNDERS FINANCIAL SECURITIES, LLC	Sep 22, 2022	Oct 27, 2022	35	Firm change	Ibd to RIA
AMERIPRISE FINANCIAL SERVICES, LLC	CITIZENS SECURITIES, INC.	Jan 14, 2019	Jan 7, 2019	-7	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	AMERIPRISE FINANCIAL SERVICES, LLC	Sep 19, 2017	Sep 20, 2017	1	Firm change	Wirehouse to ibd
MORGAN STANLEY	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 3, 2014	Jul 18, 2014	106	Firm change	Wirehouse to wirehouse

Relationships

Registered with (5)

→ FOUNDERS FINANCIAL SECURITIES, LLCRegistered adviserregistration: current employment
Oct 27, 2022 to presentfactForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Jan 7, 2019 to Sep 22, 2022factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Sep 20, 2017 to Jan 14, 2019factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 18, 2014 to Sep 19, 2017factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Aug 26, 2013 to Apr 3, 2014factForm ADV

Dated events

Occurred
Sep 22, 2022
Advisor changed firm
Andrew Jonathan Douglas left Citizens Securities, Inc. for Founders Financial Securities, Llc (registered 2022-10-27)
Form ADVobserved 4 days ago