DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian Nielsen Mulberry
Feed of 09/15/2026
At current firm
8 y
since Jan 22, 2018
In the industry
18 y
since Mar 6, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Zacks Investment Management, Inc. mixed wealth currentsince Jan 22, 2018 · Littleton, Co
- Allegis Investment Advisors, LLC formerAug 15, 2016 to Nov 20, 2017 · Littleton, Co
- Trademark Capital Management Inc. independent RIAJun 25, 2015 to Sep 7, 2016 · Littleton, Co
- Trademark Capital Management Inc formerJan 6, 2015 to Sep 8, 2015 · Littleton, Co
- Old Mutual Capital formerMar 10, 2008 to Apr 1, 2008 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- Allegis Investment Advisors, LLC to Zacks Investment Management, Inc.left Nov 20, 2017, registered Jan 22, 2018 (63 days) · Other
- Trademark Capital Management Inc. to Allegis Investment Advisors, LLCleft Sep 7, 2016, registered Aug 15, 2016 (-23 days) · Other
- Trademark Capital Management Inc to Trademark Capital Management Inc.left Sep 8, 2015, registered Jun 25, 2015 (-75 days) · channel change inside one enterprise, not a move · moved with a team
- Old Mutual Capital to Trademark Capital Management Incleft Apr 1, 2008, registered Jan 6, 2015 (2471 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address