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Advisor at MORGAN STANLEY
Bethesda, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jul 21, 2025 | n/a | yes | Bethesda, MD | Current employment |
| HARTFORD FUNDS | Asset manager | Aug 3, 2023 | Jul 18, 2025 | no | WAYNE, PA|Bethesda, MD|Bethesda, MD|Bethesda, MD | Previous registration |
| AMUNDI ASSET MANAGEMENT US, INC. | Former SEC adviser | Jan 4, 2021 | Jul 24, 2023 | no | BOSTON, MA | Previous registration |
| AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. | Former SEC adviser | May 12, 2015 | Dec 31, 2020 | no | BOSTON, MA | Previous registration |
| HARTFORD FUNDS | Asset manager | Jan 23, 2015 | May 6, 2015 | no | WAYNE, PA | Previous registration |
| HARTFORD FUNDS | Asset manager | Apr 25, 2014 | Dec 31, 2014 | no | WAYNE, PA | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Sep 5, 2008 | Feb 19, 2009 | no | MOUNT HOLLY, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HARTFORD FUNDS | MORGAN STANLEY | Jul 18, 2025 | Jul 21, 2025 | 3 | Firm change | Other |
| AMUNDI ASSET MANAGEMENT US, INC. | HARTFORD FUNDS | Jul 24, 2023 | Aug 3, 2023 | 10 | Firm change | Other |
| AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. | AMUNDI ASSET MANAGEMENT US, INC. | Dec 31, 2020 | Jan 4, 2021 | 4 | Bulk transfer | Other |
| HARTFORD FUNDS | AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. | May 6, 2015 | May 12, 2015 | 6 | Firm change | Other |
| SECURITIES AMERICA ADVISORS, INC. | HARTFORD FUNDS | Feb 19, 2009 | Apr 25, 2014 | 1,891 | Firm change after gap | Other |