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Advisor at FIFTH THIRD WEALTH ADVISORS LLC
Lone Tree, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIFTH THIRD WEALTH ADVISORS LLC | Mixed wealth | Aug 19, 2025 | n/a | yes | Lone Tree, CO | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Mar 15, 2019 | Apr 19, 2021 | no | BOULDER, CO | Previous registration |
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | Former SEC adviser | Oct 15, 2008 | Sep 7, 2018 | no | DENVER, CO|BOULDER, CO|MEETEETSE, WY|WORLAND, WY|GREEN RIVER, WY|SHERIDAN, WY|GILLETTE, WY|CASPER, WY|DOUGLAS, WY|CODY, WY|Rawlins, WY|LUSK, WY|CASPER, WY | Previous registration |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Jun 13, 2006 | Sep 17, 2007 | no | BOULDER, CO | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 23, 2006 | Apr 5, 2006 | no | DENVER, CO | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Jun 24, 2002 | Jul 6, 2005 | no | DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | FIFTH THIRD WEALTH ADVISORS LLC | Apr 19, 2021 | Aug 19, 2025 | 1,583 | Firm change after gap | Ibd to RIA |
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | CETERA INVESTMENT ADVISERS LLC | Sep 7, 2018 | Mar 15, 2019 | 189 | Firm change | Ibd to ibd |
| CETERA INVESTMENT SERVICES LLC | BANCWEST INVESTMENT SERVICES, INC. (BWIS) | Sep 17, 2007 | Oct 15, 2008 | 394 | Firm change | Other |
| MML INVESTORS SERVICES, LLC | CETERA INVESTMENT SERVICES LLC | Apr 5, 2006 | Jun 13, 2006 | 69 | Firm change | Other |
| WELLS FARGO INVESTMENTS, LLC | MML INVESTORS SERVICES, LLC | Jul 6, 2005 | Mar 23, 2006 | 260 | Firm change | Other |