DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Alan Richard Nadolna
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
1 y
since May 2, 2025
In the industry
34 y
since Nov 26, 1991 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince May 2, 2025 · Kenilworth, Il
- Highpoint Planning Partners independent RIANov 1, 2021 to Nov 11, 2021 · Downers Grove, Il
- Lasalle St. Investment Advisors, L.L.C. BD affiliatedOct 25, 2021 to May 1, 2025 · Kenilworth, Il
- Highpoint Advisor Group, LLC formerMay 18, 2018 to Nov 19, 2021 · Kenilworth, Il
- Tsfg, LLC independent RIASep 25, 2015 to Mar 28, 2018 · Kenilworth, Il
- LPL Financial LLC BD affiliatedAug 27, 2015 to Aug 27, 2015 · Kenilworth, Il
- Correll Co. Investment Services Corp. state registeredNov 12, 2003 to Aug 28, 2015 · Hickory Hills, Il
Moves
a registration end followed by a registration begin elsewhere
- Lasalle St. Investment Advisors, L.L.C. to Highpoint Planning Partnersleft May 1, 2025, registered Nov 1, 2021 (-1277 days) · Other
- Highpoint Advisor Group, LLC to Lasalle St. Investment Advisors, L.L.C.left Nov 19, 2021, registered Oct 25, 2021 (-25 days) · RIA to affiliated broker-dealer or bank
- Highpoint Planning Partners to Cetera Investment Advisers LLCleft Nov 11, 2021, registered May 2, 2025 (1268 days) · Other
- Tsfg, LLC to Highpoint Advisor Group, LLCleft Mar 28, 2018, registered May 18, 2018 (51 days) · RIA to RIA
- Correll Co. Investment Services Corp. to LPL Financial LLCleft Aug 28, 2015, registered Aug 27, 2015 (-1 days) · Other
- LPL Financial LLC to Tsfg, LLCleft Aug 27, 2015, registered Sep 25, 2015 (29 days) · Other
Signals
- Alan Richard Nadolna left Lasalle St. Investment Advisors, L.L.C. for Highpoint Planning Partners (registered 2021-11-01)May 1, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address