DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E••••• J••••
ST. LOUIS, MO | Keller, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E••••• J•••• | National bd RIA | Jun 8, 2026 | n/a | yes | ST. LOUIS, MO|Keller, TX | Current employment |
| A••••••• C•••••• M••••••••• L•• | Independent wealth | May 30, 2025 | Mar 6, 2026 | no | RIDGEWOOD, NJ|Fort Worth, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••• C•••••• M••••••••• L•• | E••••• J•••• | Mar 6, 2026 | Jun 8, 2026 | 94 | Firm change | RIA to ibd |
| I••••••••• A••••••• N•••••• L•• | A••••••• C•••••• M••••••••• L•• | Jun 13, 2025 | May 30, 2025 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 112685:307956:TX:2020-12-08 | Dec 8, 2020 | Jul 3, 2020 | AUSTIN, TX | Firm change after gap |
| I••••••••• A••••••• N•••••• L•• | Independent wealth | Mar 3, 2025 | Jun 13, 2025 | no | DALLAS, TX|Dallas, TX | Previous registration |
| H•• I••••••••• P•••••••• L•• | Independent wealth | Jan 4, 2022 | May 21, 2024 | no | AUSTIN, TX|Keller, TX | Previous registration |
| H•• I••••••••• P•••••••• L•• | Independent wealth | Jul 3, 2020 | Dec 31, 2021 | no | AUSTIN, TX | Previous registration |
| T•• A•••••••• L• | Former SEC adviser | Jul 23, 2019 | Dec 8, 2020 | no | AUSTIN, TX | Previous registration |
| M•••••••• S•••••••• C•••••• M••••••••• L•• | Independent wealth | Jan 13, 2015 | Apr 18, 2018 | no | DALLAS, TX | Previous registration |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | May 13, 2008 | Jan 6, 2015 | no | FORT WORTH, TX|FORT WORTH, TX | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | May 13, 2008 | Jan 6, 2015 | no | FORT WORTH, TX | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | Jul 31, 2007 | Apr 10, 2008 | no | WESTLAKE, TX | Previous registration |
| -14 |
| Firm change |
| RIA to RIA |
| H•• I••••••••• P•••••••• L•• | I••••••••• A••••••• N•••••• L•• | May 21, 2024 | Mar 3, 2025 | 286 | Firm change | RIA to RIA |
| T•• A•••••••• L• | H•• I••••••••• P•••••••• L•• | Dec 8, 2020 | Jul 3, 2020 | -158 | Firm change after gap | Other |
| M•••••••• S•••••••• C•••••• M••••••••• L•• | T•• A•••••••• L• | Apr 18, 2018 | Jul 23, 2019 | 461 | Firm change after gap | Other |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Jan 6, 2015 | May 13, 2008 | -2,429 | Channel change | Other |
| T• A••••••••• I••••••••• M••••••••• L•• | M•••••••• S•••••••• C•••••• M••••••••• L•• | Jan 6, 2015 | Jan 13, 2015 | 7 | Firm change | Other |
| S•••••••• A••••••• L•• | T• A••••••••• I••• | Apr 10, 2008 | May 13, 2008 | 33 | Firm change | Ibd to new firm |